Senior Compliance Officer

3 days ago


Bengaluru, Karnataka, India The Wells Fargo Foundation Full time
Job Summary

The Regulatory Affairs Expert will be responsible for providing expert advice on regulatory compliance, developing and implementing compliance policies and procedures, and ensuring that all regulatory requirements are met. This role requires strong analytical and problem-solving skills, as well as the ability to work effectively with cross-functional teams.

About the Role

This is a key leadership position that requires a deep understanding of regulatory requirements and industry standards. You will be responsible for reviewing and analyzing regulatory updates, identifying areas of non-compliance, and developing strategies to mitigate risks. You will also collaborate with cross-functional teams to ensure that all regulatory requirements are met.

Main Responsibilities

* Provide expert advice on regulatory compliance* Develop and implement compliance policies and procedures* Ensure that all regulatory requirements are met* Review and analyze regulatory updates* Identify areas of non-compliance and develop strategies to mitigate risks* Collaborate with cross-functional teams to ensure that all regulatory requirements are met* Stay up-to-date with industry trends and developments* Communicate effectively with stakeholders* Work in a fast-paced, dynamic environment* Bachelor's degree in corporate laws/ legal/ Regulatory Affairs/ACA/ACS or equivalent* 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education*

  • Bengaluru, Karnataka, India Rupeek Full time

    Compliance OfficerJob Summary:Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The...


  • Bengaluru, Karnataka, India Rupeek Full time

    Job Summary:Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The ideal candidate...


  • Bengaluru, Karnataka, India Rupeek Full time

    Compliance Officer Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to ensure the organization's adherence to regulatory requirements and internal policies. Key Responsibilities: Compliance Oversight: Assist the Board and Senior Management in implementing and overseeing the Compliance Policy, including policies and procedures,...


  • Bengaluru, Karnataka, India Rupeek Full time

    Job Summary:Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The ideal candidate...


  • Bengaluru, Karnataka, India Rupeek Full time

    Job Summary: Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our team. The Compliance Officer will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The ideal candidate...


  • Bengaluru, Karnataka, India Paulwin George (Proprietor of Angel And Genie) Full time

    We are seeking a highly motivated and detail-oriented Senior Compliance Analyst to join our team at Paulwin George (Proprietor of Angel And Genie). The ideal candidate will have a Company Secretary (CS) qualification and between 0-3 years of experience in compliance or a related field. This role is crucial in ensuring our organization adheres to regulatory...


  • Bengaluru, Karnataka, India Spectral Consultants Full time

    Spectral Consultants is seeking a highly experienced professional to fill the role of Senior Risk and Compliance Officer. As Senior Risk and Compliance Officer, you will be responsible for leading the delivery and interpretation of risk metrics and reports into the business, ensuring informed decision-making.You will also lead the assessment and reporting of...


  • Bengaluru, Karnataka, India Peoplefy Full time

    We are seeking a highly experienced Senior IT Compliance Officer to join our team at Peoplefy Infosolutions. The ideal candidate will have 10+ years of experience in IT internal audit and a solid understanding of application security, with a focus on access management and security controls.The successful candidate will be responsible for managing complex IT...


  • Bengaluru, Karnataka, India Swiggy Full time

    Company OverviewSwiggy is India's leading on-demand delivery platform with a tech-first approach to logistics and a solution-first approach to consumer demands. With a presence in 500+ cities across India, partnerships with hundreds of thousands of restaurants, an employee base of over 5000, a 2 lakh+ strong independent fleet of Delivery Executives, we...


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionEmployee Compliance Officer, ASPosition OverviewJob Title: Employee Compliance OfficerCorporate Title: AssociateLocation: Bangalore, IndiaRole DescriptionAs an Associate of Employee Compliance in Central Compliance, primary focus will be to review, approve and monitor employee activity within the Personal Account dealing Trading, Employee...

  • Senior Web Developer

    2 weeks ago


    Bengaluru, Karnataka, India Sovos Compliance Full time

    Build your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...

  • Senior Web Developer

    2 weeks ago


    Bengaluru, Karnataka, India Sovos Compliance Full time

    Build your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionEmployee Compliance Officer, VPPosition OverviewJob Title: Employee Compliance OfficerLocation: Bangalore, IndiaCorporate Title: Vice PresidentRole DescriptionThe successful candidate will be responsible for providing oversight to centralized services relating to all processes relating to EC Operations in DIPL. You will also be responsible for...


  • Bengaluru, Karnataka, India NETSACH GLOBAL Full time

    Greetings from Netsach - A Cyber Security Company.Job Overview: We are seeking a knowledgeable and meticulous Cybersecurity Compliance Officer to join our team in Abu Dhabi. The successful candidate will be responsible for ensuring that our organization adheres to cybersecurity compliance standards such as PCI-DSS, GRC, NESA (UAE-IAR), etc. They will oversee...


  • Bengaluru, Karnataka, India Continental Full time

    Company DescriptionContinental develops pioneering technologies and services for sustainable and connected mobility of people and their goods Founded in 1871 the technology company offers safe efficient intelligent and affordable solutions for vehicles machines traffic and transportation In 2022 Continental generated sales of xe2x82xac39 4 billion...

  • Compliance Officer

    4 days ago


    Bengaluru, Karnataka, India Brickwork Ratings Full time

    About the RoleWe are seeking a highly experienced Compliance Officer to join our team at Brickwork Ratings. As a key member of our Compliance Division, you will play a critical role in ensuring that our organization adheres to all regulatory requirements.


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionEmployee Compliance Officer, AssociatePosition OverviewIn Scope of Position based Promotions (INTERNAL only)Job Title: Employee Compliance OfficerLocation: Bangalore, IndiaCorporate Title: AssociateRole DescriptionAs an Associate of Employee Compliance in Central Compliance, primary focus will be to review, approve and monitor employee...


  • Bengaluru, Karnataka, India Continental Full time

    Continental develops pioneering technologies and services for sustainable and connected mobility of people and their goods. Founded in 1871, the technology company offers safe, efficient, intelligent and affordable solutions for vehicles, machines, traffic and transportation. In 2022, Continental generated sales of 39.4 billion and currently employs around...


  • Bengaluru, Karnataka, India Continental Full time

    Job Description We are seeking a highly skilled and experienced Compliance Officer APAC to join our team in Bangalore, India. The Group Compliance Officer APAC will take care of the Compliance Management System in the Compliance core areas Business Ethics, Anti-Money Laundering (AML) and Antitrust including but not limited to the operationalization of...


  • Bengaluru, Karnataka, India CBRE Full time

    Senior Executive ComplianceJob ID200979Posted10-Jan-2025Service lineGWS SegmentRole typeFull-timeAreas of InterestFacilities ManagementLocation(s)Bengaluru - Karnataka - IndiaJD for the Sr Compliance Executive**Job Summary:**The Senior Compliance Executive will be responsible for ensuring that the organization adheres to all relevant laws, regulations,...