
Compliance Specialist
2 days ago
The role of Compliance Specialist involves ensuring adherence to regulatory frameworks, conducting monitoring activities, risk assessments, and providing support in audits.
About the Role:- Regulatory Compliance Expertise
- Monitor, interpret, and implement relevant regulatory guidelines for the business.
- Ensure timely compliance with regulatory requirements.
- Maintain up-to-date knowledge of evolving compliance regulations.
- Internal Controls & Risk Management
- Conduct regular internal reviews and risk assessments.
- Identify process gaps and propose corrective actions.
- Track remediation of compliance issues and ensure timely closure.
- Policy Development & Documentation
- Assist in drafting, updating, and implementing compliance policies and procedures.
- Maintain accurate documentation for internal compliance controls.
- Educate internal teams on compliance obligations through training programs.
- Compliance Reporting & Audit Support
- Support internal, statutory, and regulatory audits.
- Prepare compliance reports for senior management and regulatory bodies.
- Act as a point of contact for compliance queries across departments.
Requirements for this role include:
- CA (Inter), CS, or MBA (Finance) degree.
- 2–4 years of experience in compliance, internal audit, or risk management.
- Strong understanding of regulatory frameworks and financial regulations.
- Experience with compliance monitoring tools and MS Excel-based reporting.
- Excellent written and verbal communication skills.
- Detail-oriented, analytical mindset with problem-solving ability.
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