Compliance Management Specialist

1 week ago


Pune, Maharashtra, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,00,000
Job Title: Manager-Compliance-

As a seasoned professional in Compliance Management, you will play a pivotal role in ensuring that our organization adheres to all regulatory requirements. You will be responsible for overseeing the implementation of compliance policies and procedures across various departments.

  • Understanding of Key Concepts:
  • Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange.
  • Audit Handling:
  • Managing audits mandated by NSE and BSE
  • Compliance Implementation:
  • Implementing the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and timely follow-up with stakeholders to ensure compliance.
  • Compliance Calendar:
  • Preparing and disseminating compliance calendars to respective stakeholders and ensuring timely submission.
  • Inspections and Liasoning:
  • Handling on-site and off-site inspections of SEBI/stock exchanges, as well as liaisoning with the exchange and internal teams.
  • Additional Compliances:
  • Handling additional compliances like segment activation, software approvals, etc.

Responsibilities:

We are looking for an experienced and skilled individual who can take on this critical role. If you have excellent communication skills, strong analytical abilities, and a proven track record in compliance management, we encourage you to apply for this exciting opportunity.



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