
Compliance Management Specialist
1 week ago
As a seasoned professional in Compliance Management, you will play a pivotal role in ensuring that our organization adheres to all regulatory requirements. You will be responsible for overseeing the implementation of compliance policies and procedures across various departments.
- Understanding of Key Concepts:
- Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange.
- Audit Handling:
- Managing audits mandated by NSE and BSE
- Compliance Implementation:
- Implementing the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and timely follow-up with stakeholders to ensure compliance.
- Compliance Calendar:
- Preparing and disseminating compliance calendars to respective stakeholders and ensuring timely submission.
- Inspections and Liasoning:
- Handling on-site and off-site inspections of SEBI/stock exchanges, as well as liaisoning with the exchange and internal teams.
- Additional Compliances:
- Handling additional compliances like segment activation, software approvals, etc.
Responsibilities:
We are looking for an experienced and skilled individual who can take on this critical role. If you have excellent communication skills, strong analytical abilities, and a proven track record in compliance management, we encourage you to apply for this exciting opportunity.
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IT Risk Management and Compliance Specialist
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Regulatory Compliance Specialist
6 days ago
Pune, Maharashtra, India beBeeRegulatory Full time ₹ 15,00,000 - ₹ 18,00,000Job Title: Regulatory Compliance Specialist Job Description Our organization is seeking a skilled regulatory compliance specialist to oversee the management of pharmaceutical and biological documentation, as well as registration applications for chemical active substances and biological medicinal products. The successful candidate will be responsible for...
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Tax Compliance Specialist
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Quality Assurance Compliance Specialist
1 week ago
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