
Broking Operations Auditor
2 days ago
As a seasoned audit professional, you will be responsible for conducting thorough examinations of broking operations to ensure adherence to regulatory requirements. This entails reviewing trading practices, client interactions, and financial reporting to identify discrepancies or areas for improvement.
- Conduct audits on broking activities, including transactions, account management, and risk assessment.
- Examine internal controls to evaluate their effectiveness and make recommendations for enhancements as needed.
- Evaluate the overall efficiency of broking operations and provide insights on how to optimize processes.
The ideal candidate will possess strong analytical skills, attention to detail, and experience in auditing and risk management.
Required Skills and Qualifications
You will need to have:
- Advanced knowledge of auditing principles and regulations.
- Excellent analytical and problem-solving skills.
- Ability to work independently and as part of a team.
- Strong communication and interpersonal skills.
Benefits
We offer a dynamic and supportive work environment, opportunities for professional growth and development, and a competitive compensation package.
Others
This role requires a high level of integrity, discretion, and professionalism. You will be working with sensitive information and must be able to maintain confidentiality at all times.
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