Senior Retail Compliance Specialist

24 hours ago

Mumbai Mumbai City Navi Mumbai, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000
Compliance Head

We are seeking an experienced professional to serve as our primary point of contact for retail business compliance and regulatory advisory. As a Compliance Head, you will be responsible for ensuring adherence to regulatory requirements from the RBI, reviewing and updating internal policies, and monitoring regulatory developments.

Key Responsibilities:
  • Regulatory Advisory: Provide expert guidance and clarification on regulatory matters to internal stakeholders, ensuring adherence to all relevant requirements.
  • Compliance Oversight: Serve as the primary point of contact for retail business compliance, including housing loans, personal loans, digital lending, and LAP.
  • Policy Management: Review and update policies and procedures for the retail business, staying abreast of regulatory changes to assess their impact on operations.
  • Risk Mitigation: Identify potential areas of compliance vulnerability and risks, developing and implementing corrective action plans for resolution.
  • Stakeholder Management: Foster effective relationships with internal stakeholders (Business, Legal, Risk, Operations) and external stakeholders (Statutory Auditors, Regulators).
  • Project Leadership: Drive key assignments and projects, including automation relating to compliance, and supervise end-to-end completion and implementation.
Requirements:
  • Proven experience in compliance within Banks or NBFCs.
  • Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
  • Strong analytical skills with the ability to interpret regulations.
  • Excellent communication and interpersonal skills.
  • Proven leadership abilities as a team leader.
Certifications:
  • CA/CS/ LLB/MBA in Finance.

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