
Compliance Expert
16 hours ago
Compliance Leadership Role
The role of a Compliance Manager entails ensuring organizational compliance with pertinent regulations and guidelines. Key responsibilities include:
- Adhering to SEBI AIF, PMS, and Fixed Income regulations.
- Developing and implementing compliance protocols and procedures.
- Maintaining secretarial records, statutory books, and registers.
- Handling statutory & internal audits, responding to regulatory inquiries, and preparing documents for submission.
- Drafting and standardizing legal documents, including contracts and non-disclosure agreements.
- Providing strategic solutions to mitigate business risks.
Key Competencies
- Strong knowledge of SEBI AIF, PMS, and Fixed Income regulations.
- Excellent communication and interpersonal skills.
- Ability to work in a fast-paced environment and meet deadlines.
- Proficiency in MS Office, especially Excel.
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