Strategic Risk Manager

4 days ago


Mumbai, Maharashtra, India beBeeRisk Full time ₹ 8,00,000 - ₹ 16,00,000

Job Title:

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Compliance & Risk Management Associate

 

Are you passionate about ensuring regulatory compliance and mitigating risk within the financial services industry?

As a Compliance & Risk Management Associate, you will play a pivotal role in supporting our organization's efforts to maintain a strong control environment.

 

Key Responsibilities:

  • Track regulatory changes and update weekly round-ups to ensure timely compliance with relevant regulations.
  • Support administrative tasks related to iComply updates, attestations for individual certifications, and Eholdings database management.
  • Update and manage entries for inspections, meetings, and surveillance queries from exchanges and regulators.
  • Manage Licensing and Registration updates, attestation for Eq, FNO, GIB, Research & DCC.
  • Support NSE Dashboard of Alerts, surveillance queries from exchanges, and regulators.
  • Disseminate FIU Alerts to relevant teams and coordinate confirmation responses.

 

Requirements:

  • Bachelor's/Master's Degree in Finance, Economics, Statistical Mathematics, Data Science or equivalent disciplines.
  • 5-7 years of experience in Financial Services with knowledge of Stock Broking / Research compliance and basic understanding of India AML/CFT regulations.
  • Chartered Accountant, Master's degree, LL.B, Company Secretary or other closely related professional qualification beneficial.


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