Regulatory Compliance Specialist

24 hours ago

Ghaziabad, Uttar Pradesh, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 20,00,000

Job Description:

We seek a detail-oriented Regulatory Reporting specialist to ensure adherence to regulatory standards and manage control tasks.

The ideal candidate will have a strong background in banking and relevant regulatory knowledge, with experience in KYC/AML onboarding and management of control tasks such as name screening, risk profile-based customer CDD/EDD, consequence management action, and process enhancement.

Key Responsibilities:

  1. Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards.
  2. Monitor and implement daily regulatory compliance requirements.
  3. Develop and maintain robust internal control frameworks for banking products.
  4. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  5. Prepare and submit regulatory reports as per jurisdictional guidelines.
  6. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  7. Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  8. Collaborate with internal teams including Finance, Risk, and Compliance to gather data and ensure accuracy in reports.
  9. Maintain strong documentation and audit trails for all submissions.
  10. Support in data submissions to compliance, internal audit teams, and regulators.
  11. Leverage data analytics for insights, ensuring proficiency in data extraction, manipulation, and reporting.
  12. Assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems.

Requirements:

  • Educational Level: Graduate/Post-Graduate
  • Understanding of KYC guidelines, analysis skill, good skill set on MS office & SQL.

Benefits:

  • Deliverables include updation of SoPs basis guidelines and compliances laid by Regulator(s), periodic onboarding due diligence, clean compliance and reporting, nil audit observations, process adherence from the team.

Decision level: The incumbent is expected to act as a catalyst for management of the entire Control management across the entity life-cycle (onboarding, post-modifications, and closure) of entities identified by the bank's standard operating procedures (SoP).

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