Compliance Specialist

1 week ago

Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

Job Title: Compliance Specialist

About the Job:

This is a critical role for a detail-oriented and experienced compliance professional who can ensure adherence to regulatory standards.

  • Conduct comprehensive audits and compliance checks to verify adherence to regulatory guidelines.
  • Monitor and implement daily compliance requirements.
  • Develop and maintain robust internal control frameworks for banking products.
  • Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  • Prepare and submit regulatory reports as per jurisdictional guidelines.
  • Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  • Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  • Collaborate with internal teams, including finance, risk, and compliance, to gather data and ensure accuracy in reports.
  • Maintain strong documentation and audit trails for all submissions.
  • Support data submissions to compliance, internal audit teams, and regulators.
  • Leverage data analytics for insights, ensuring proficiency in data extraction, manipulation, and reporting.
  • Assist in implementing new regulatory reporting requirements and upgrades to reporting systems.

The incumbent acts as a catalyst for managing control across the entity's life cycle, from onboarding to modifications and closure, for entities identified by the bank's standard operating procedure.

The incumbent must be well-versed with extant norms and guidelines from various regulatory bodies, including RBI, UIDAI, CERSAI, NeSL, CRILIC, Ministry of Corporate Affairs, and relevant URLs and sites in the corporate/mSME/non-individual domain.

The incumbent provides thought leadership and process improvement initiatives by demonstrating control across audit observations, good performance in risk scorecards, and ensuring compliance for reporting to external and internal authorities and control functions.

Key Requirements:

  • Strong understanding of KYC regulations and related circulars.
  • In-depth knowledge of banking product lifecycles and customer onboarding processes.
  • Other online-based certifications for name screening.

Responsibilities:

  1. Update standard operating procedures based on guidelines and compliances laid by regulators (like RBI, UIDAI, CERSAI) with respect to manual onboarding operations.
  2. Periodic onboarding due diligence – creation, management, and closure of accounts; name screening for individual and non-individual entities, including BCs and BC agents, and individuals as authorized signatories of these entities.
  3. Ensure clean compliance and reporting, nil audit observations, and process adherence from the team as per SOP and way-of-working.
  4. Interact with teams like product, IT, CBS, CX, risk, audit, compliance, and internal control functions.

Decision Level:

Primary:

  1. Must have working experience in banks for KYC/AML onboarding and management of control tasks, such as name screening, risk profile-based customer CDD/EDD, consequence management actions, and process enhancement.

Shared:

  1. Reporting, analysis, and operations across processes ranging from individual customers to non-individual customers and retailer/distributor verticals.

Contributory:

  1. Process improvement in regulatory reporting.
  2. Inputs to business basis control team inputs.

Education:

  • Graduate/post-graduate degree required.
  • Understanding of KYC guidelines, analysis skill, and good skills set on MS office & SQL.

Deep understanding of RBI guidelines and regulatory reporting.

  • IT Compliance Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Key Responsibilities:Audit and Compliance RoleThe Audit & Compliance Specialist will support the execution of global IT audit and compliance initiatives under the guidance of the Lead Audit & Compliance Specialist.This role is responsible for evidence coordination, audit documentation, remediation tracking, and regulatory readiness across IT Infrastructure,...

  • Compliance Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 40,00,000 - ₹ 75,00,000

    Compliance SpecialistWe are seeking an experienced Compliance Specialist to support our operations with 2-3 years of experience in accounting or secretarial firms.The ideal candidate will assist with day-to-day compliance activities, including secretarial support, basic accounting work, and statutory form filings.Key Responsibilities:Carry out basic...

  • Global Compliance Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,52,00,000

    Job Title: Global Compliance Specialist T500-20212"> ">About the Role:">As a Global Compliance Specialist, you will play a pivotal role in ensuring compliance with regulatory requirements and internal policies related to Know Your Customer (KYC) processes. You will provide expert guidance and support to the team, ensuring that all KYC activities are...

  • Regional Security Compliance Specialist

    2 weeks ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,50,00,000

    Job Title: Compliance ExpertWe are seeking a highly skilled Compliance Expert to join our team. As part of a dynamic and dedicated team, you will play a key role in providing management and support for global security services across multiple countries.The Compliance Team is responsible for ensuring consistent application and monitoring of compliance...

  • Senior Compliance Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000

    Job TitleWe are seeking a highly skilled and detail-oriented Senior Compliance Specialist to join our team. As a key member of our organization, you will be responsible for ensuring compliance with industry standards through thorough audits.With over 5 years of experience in the chemical industry and a relevant qualification, you will lead audits to ensure...

  • Data Protection Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeDataProtection Full time ₹ 20,00,000 - ₹ 25,00,000

    Job Title: Data Protection Specialist - PIPA ComplianceJob Description:We are seeking a highly skilled Data Protection Specialist to lead our PIPA compliance initiative. The successful candidate will be responsible for end-to-end planning, execution, and delivery of Clarien Bank's compliance program in alignment with Bermuda equivalent data protection...

  • Senior Compliance Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeRegulatory Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Title:Quality Assurance SpecialistKey Job Responsibilities:Develop and maintain a comprehensive Quality Management System (QMS) that ensures conformity to quality, safety, and regulatory standards.Evaluate and ensure compliance with relevant medical device regulations for market entry and ongoing regulatory adherence.Manage technical documentation,...

  • Security Compliance Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,25,00,000

    Job Summary:In this role, you will be responsible for ensuring compliance with all relevant national and international laws and regulations.Support design, implementation, and management of IT Controls & Compliance Frameworks for an international organisation.Ensure compliance with industry best security practices within SaaS environments.Manage and...

  • Chief Compliance and Validation Specialist

    1 week ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,25,00,000

    Job DescriptionWe are seeking a seasoned Chief Compliance and Validation Specialist to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory standards and validating systems to ensure their reliability and effectiveness.Required Skills and QualificationsHands-on experience in compliance and...

  • Global Compliance Specialist

    2 weeks ago

    Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    The role of a Global Compliance Lead encompasses strategic leadership, combining global compliance with local project delivery. A strong understanding of anti-corruption regulations and ESG governance within the maritime sector is essential.Key Responsibilities:Supporting MACN members in navigating anti-corruption regulations such as FCPA and UK Bribery Act...