Regulatory Compliance Manager

1 day ago


Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 20,32,000 - ₹ 25,18,000
Job Overview

This is an exciting opportunity to join a leading financial institution as a Regulatory Compliance Manager.

Key Responsibilities:
  • Establish a sound regulatory compliance framework and policy advocacy program.
  • BUILD strong regulatory engagement and direct liaison with all functions and insurance partners.
  • Ensure compliance pertaining to Insurance, NPS, PFRDA, PMJJBY, PMSBY, DEMATE.
  • Implement all regulatory frameworks, internal governance policies, and insurance partner sales and service processes.
  • Liaison with regulators and industry bodies for regular updates.
  • Evaluate the impacts of new regulations and anticipate issues proactively.
  • Design and implement sales process reviews across all channels.
  • Conduct compliance training sessions and set up monitoring and tracking programs.
  • Review marketing collaterals and ensure regulatory reporting.
  • Monitor AML/FATCA compliance and its reporting.
Requirements:
  • Minimum 3-5 years post-qualification in regulatory, legal, and compliance function with direct engagement with financial sector regulators like RBI, SEBI, IRDAI, PFRDAI.
  • In-house regulatory or compliance portfolio of financial services company handling inspection and audit by regulators.
Competencies:
  • Advance Excel with VB and Macros, Reporting skills and Presentation.
  • Liaison skills and ability to participate in industry associations and fintech committees.
  • Strong and effective communication and influencing skills.
Behaviors:
  • Self-driven and proactive.
  • Result-oriented with a positive outlook.
  • Well-presented and business-like.


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