Manager of Regulatory Compliance

1 day ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Compliance Manager Position

We are seeking a highly skilled and experienced Compliance Manager to join our team. The ideal candidate will have a minimum of 10 years of experience in compliance and corporate governance, adhering to all statutory, regulatory, and internal governance standards.

  • Corporate Governance & Board Support: Advise the board of directors on all matters of corporate governance, ensuring efficient and ethical operations.
  • Regulatory Compliance: Ensure strict adherence to all relevant statutory and regulatory requirements, including the Companies Act, SEBI regulations, and other financial laws applicable to a listed company.
  • Acquisition & Integration: Manage and integrate the compliance functions of newly acquired companies, ensuring a seamless transition.
  • Risk Management: Proactively identify, assess, and mitigate potential compliance risks across the organization, developing and implementing robust internal policies and procedures.
  • Statutory Filings: Oversee the preparation and timely filing of all regulatory documents and returns with authorities such as the Registrar of Companies (ROC), Ministry of Corporate Affairs (MCA), and SEBI for the listed entities and all subsidiary entities.
  • Responding to Regulators: Ensuring prompt resolution to queries / notices / summons issued by stock exchanges / SEBI / other regulatory authorities and engaging in discussions with them to resolve their queries.
  • Internal Audits: Conduct regular internal audits and reviews to ensure continuous adherence to regulations and internal policies.
Required Skills & Qualifications
  • Professional Qualifications: A mandatory qualified Company Secretary (CS). A Chartered Accountant (CA) qualification is a strong advantage.
  • Experience: Minimum of 10 years of experience in a senior compliance, corporate secretarial, or governance role. Must have experience working in a listed company and handling M&A compliance.
  • Legal & Financial Knowledge: In-depth knowledge of Indian corporate laws, financial regulations, accounting standards, and taxation.
  • Regulatory Expertise: Strong understanding of regulatory filings and procedures with authorities like the MCA, ROC, SEBI, and RBI.

  • Regulatory Compliance Manager

    4 days ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Job Title: Regulatory Compliance ManagerWe are seeking a highly skilled and experienced Regulatory Compliance Manager to join our team.Telecommunications Regulatory Licensing: Oversee the acquisition and maintenance of necessary licenses and permits for telecommunications operations.Regulatory Compliance: Ensure adherence to all relevant laws, regulations,...

  • Regulatory Compliance Manager

    4 hours ago

    Navi Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,62,500 - ₹ 20,15,000

    Key Responsibilities:Vetting and approving advertisements to ensure compliance with industry regulations.Maintaining a comprehensive advertisement register, vetting specimen ads, and overseeing the advertisement committee's performance.Ensuring overall adherence to diverse advertisement regulations and industry guidelines.Disseminating information on new or...

  • Regulatory Compliance Manager

    4 weeks ago

    Mumbai, Maharashtra, India CIEL HR Full time

    Key Accountabilities Responsibilities Follow up on legislative changes in VAIT DORA domain at German market Review regulatory requirements on regular basis and monitor its adoption in insurance industry develop VAIT DORA domain knowledge to serve as SME advisor for stakeholders provide guidance on VAIT DORA requirements and best ways of its adoption...

  • Regulatory Compliance Specialist

    4 days ago

    Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 18,00,000 - ₹ 2,00,00,000

    Key Compliance RoleOur organization seeks a highly skilled Compliance Officer to ensure adherence to regulatory requirements and provide guidance to senior leadership.Monitoring Regulatory Updates: Track and evaluate regulatory updates, assess their impact on policies and business processes, and disseminate updates to senior management.Compliance Advisory &...

  • Regulatory Compliance Manager

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000

    Our organization is seeking a highly experienced and skilled compliance professional to manage our company's adherence to regulatory standards.Job DescriptionThe ideal candidate will have a strong background in compliance, with experience working in the insurance industry.Key Responsibilities:Handle all secretarial standards, including ROC, IRDAI, and SEBI...

  • Regulatory Compliance Manager

    4 days ago

    Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Description">As a seasoned Compliance Specialist, you will play a vital role in ensuring our organization adheres to all regulatory requirements. Your expertise will help us navigate the complex landscape of laws and regulations, providing peace of mind for our stakeholders.This is an excellent opportunity to join a dynamic team and make a meaningful...

  • Regulatory Compliance Specialist

    4 days ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,50,00,000

    The Compliance Officer role is a critical function within any organization seeking to ensure adherence to regulatory requirements.This includes monitoring compliance with key regulatory bodies such as SEBI, NSE, BSE, NSDL, CDSL, and others. The officer will assist in preparing and filing periodic returns and reports with these entities.Key to this role is...

  • Global Regulatory Compliance Manager

    4 days ago

    Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 60,00,000 - ₹ 1,20,00,000

    Job Summary:We are seeking a highly skilled Regulatory Affairs Specialist to join our team in ensuring compliance with regulatory requirements for our products, managing the submission process for regulatory approvals, and maintaining up-to-date knowledge of regulatory changes.Key Responsibilities:Ensure company products comply with relevant regulatory...

  • Regulatory Compliance Specialist

    4 days ago

    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Regulatory Compliance SpecialistWe are seeking an experienced compliance professional to support our growing India-based compliance team. This role involves managing SEC filings, ensuring EU short-selling rules compliance, reviewing and negotiating contracts, overseeing KYC processes, and liaising with vendors.Manage SEC filings including 13F, 13H, Form PF,...

  • Regulatory Compliance Specialist

    1 week ago

    Mumbai, Maharashtra, India beBeeCompliance Full time US$ 2,00,000 - US$ 2,50,000

    Job Summary">We are seeking a seasoned professional to join our growing team as a Regulatory Compliance Specialist. In this role, you will play a critical part in shaping and strengthening our regulatory framework at a global level.">The ideal candidate will have a strong background in analyzing and implementing Cybersecurity and I.T. regulatory changes,...