Operations Manager for Regulatory Compliance

2 days ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 1,50,00,000
Job Title

We are seeking a skilled professional to fill the role of PMS Fund Operations & Compliance Officer in our Mumbai office.

">
  • PMS Fund Operations
  • Compliance Ownership
  • Operational Excellence
  • Governance, Legal, and Finance Coordination
">

The ideal candidate will have 5+ years of experience in compliance and operations for a SEBI-registered PMS, with a proven track record of successfully navigating regulatory audits. They will also possess qualifications in CS (eligible to be the designated CS) and CA (or accounting/finance degree), as well as versatility and enthusiasm for proactively taking ownership of diverse responsibilities across compliance, operations, finance, and client interactions.

">Key Responsibilities
  • Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary
  • Overssee PMS fund operations: NAV reporting, digital KYC/AML, accurate fee processing, etc
  • Handle client interactions, sales support, onboarding processes, and grievance resolution
  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance, taxation, IP, and trademark management
  • Manage internal financial operations, banking transactions, payments, expenses, accounting, and payroll processes
">Preferred Background
  • Experience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education: Qualifications in CS (eligible to be the designated CS) and CA (or accounting/finance degree)
  • Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance, operations, finance, and client interactions
  • Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
">What We Offer
  • Top-of-market compensation
  • Free access to Stellar's employee-only investment fund
">

Fulfillment through the best work of our lives

Pursuit of excellence

We are not a family; we are a high-performance sports team - and our sport is solving users' problems

Talent density

We prefer to hire one AI-augmented superhuman over five average players - that's why we offer top-of-market compensation and free access to the employee-only fund

Relentless innovation

Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit

The speed of execution and improvement matters more than perfection

Being kind is more important than being nice - say what people need to hear, not what you think they want to hear, and actively seek feedback

Change your mind when the facts change, and don't fool yourself with vanity metrics

What we build ends up building us - this is more than 'just work'

Thrive in freedom by being self-motivated, taking ownership, and always acting in our best interests



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