
Regulatory Affairs Specialist
1 day ago
Job Summary
We are seeking a skilled professional to fill the role of Manager-Compliance.
Key Responsibilities:
- Understanding of Peak margin, Quarterly settlement, MTF, CUSPA process to address queries and alerts from the exchange.
- Handling audits mandated by NSE and BSE.
- Implementing the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and timely following up with stakeholders to ensure compliance.
- Preparing and disseminating Compliance calendars to respective stakeholders and ensuring timely submission.
- Handling on-site and off-site inspections of SEBI/stock exchanges.
- Overseeing new product launches and assisting the team in building new products and processes.
- Maintaining monthly Governance Dashboards and discussing the same with Management.
- Liaising with the exchange and internal teams.
- Additional Compliances such as Segment Activation, Software approvals etc.
Required Skills and Qualifications:
- Strong understanding of financial markets and regulations.
- Excellent communication and interpersonal skills.
- Ability to work in a fast-paced environment and meet deadlines.
- Knowledge of regulatory requirements and compliance procedures.
Benefits:
- Opportunity to work in a dynamic and growing organization.
- Competitive salary and benefits package.
- Chance to develop skills and expertise in compliance and governance.
Others:
The ideal candidate will have a strong background in compliance and governance, excellent analytical and problem-solving skills, and the ability to work effectively in a team environment.
The selected candidate will be responsible for implementing compliance policies and procedures, ensuring adherence to regulatory requirements, and maintaining accurate records.
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