Compliance and Governance Professional

3 weeks ago


Mumbai, Maharashtra, India Adept Global Full time

Job Title: Compliance and Governance Professional

We are seeking a skilled Compliance and Governance Professional to join our team at Adept Global.

About the Role:

The ideal candidate will possess excellent analytical and problem-solving skills, with a strong ability to communicate complex ideas effectively.

Key Responsibilities:

  • Conduct thorough due diligence reviews on clients and counterparties to ensure compliance with regulatory requirements.
  • Manage and update KYC trackers to maintain accurate and up-to-date information.
  • Collaborate with internal teams, including compliance, risk, and legal, to ensure regulatory compliance.
  • Assist in developing and implementing approved policies, processes, systems, standards, and procedures within the Company.
  • Review information submitted by counterparties using compliance tools and identify any issues, including sanctions.
  • Identify and assess potential risks and escalate to the General Counsel as needed.

Requirements:

  • Minimum 4+ years of compliance experience in a reputable organization, preferably in the commodities trading industry.
  • Excellent English language skills.
  • Strong understanding of sanctions laws (UN, US (OFAC), EU, and UK).
  • MS Office: Excel, Word, and PowerPoint.

What We Offer:

A competitive salary, estimated to be around $120,000 per annum, depending on experience and qualifications.

About Adept Global:

Adept Global is a leading company in the commodities trading industry, committed to delivering high-quality services to our clients.



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