
Regulatory Banking Specialist
1 week ago
Job Summary
We are seeking an experienced Regulatory Operations professional to join our team. The ideal candidate will have a strong background in banking and regulatory knowledge.
The role involves preparing, reviewing, and submitting timely and accurate regulatory reports to regulators.
This includes conducting comprehensive product audits and compliance checks to ensure adherence to regulatory standards, monitoring and implementing daily regulatory compliance requirements, developing and maintaining robust internal control frameworks for banking products.
- Key Responsibilities:
- Conduct product audits and compliance checks.
- Monitor and implement regulatory compliance requirements.
- Develop internal control frameworks.
- Implement and track regulatory circulars.
- Prepare and submit regulatory reports.
- Review and validate data sources.
- Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
- Collaborate with internal teams including Finance, Risk, and Compliance.
Requirements
We are looking for someone with the following qualifications:
- Key Skills:
- In-depth knowledge of KYC regulations.
- Strong understanding of banking product lifecycles.
- Other online-based certifications for name screening.
Deliverables
- Update standard operating procedures (SoPs) based on guidelines and compliances laid by regulators.
- Perform periodic onboarding due diligence.
- Ensure clean compliance and reporting.
- Interact with various teams.
Educational Level:
Graduate or post-graduate degree.
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