Senior Compliance Professional

2 days ago


Noida, Uttar Pradesh, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

Job Title: Compliance Manager

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Job Overview:

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To guarantee the organization’s adherence to all applicable laws, regulations and governance requirements. This includes overseeing internal processes, vendor risk management, regulatory submissions and compliance training initiatives.

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Main Responsibilities:

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  • Conduct thorough reviews and maintain documentation to ensure adherence to legal requirements and company standards.\
  • Evaluate the organization’s governance framework to ensure alignment with legal expectations and industry best practices.\
  • Review and assess internal processes to identify control gaps and support the implementation of robust internal controls.\
  • Audit onboarding, training and operations of sales personnel in accordance with applicable compliance guidelines.\
  • Support the implementation and testing of Business Continuity Planning (BCP) and Disaster Recovery (DR) frameworks.\
  • Develop and conduct regular training sessions on AML/KYC norms, cybersecurity and operational risk management.\
  • Assist in preparing and submitting timely, accurate documentation for statutory filings such as shareholding changes, periodic returns etc.\
  • Conduct gap analyses to identify areas of non-compliance and provide tailored, risk-based recommendations.\
  • Perform compliance and risk assessments on third-party vendors to ensure appropriate controls are in place.\

Requirements:

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  • 4-10 years of experience in regulatory compliance, audits or governance preferably in insurance, financial services or related sectors\
  • Strong understanding of regulatory frameworks IRDAI, SEBI, RBI etc.\
  • Excellent knowledge of corporate governance and internal control systems\
  • Strong documentation, communication and presentation abilities\
  • Ability to collaborate across functions and manage multiple priorities effectively\
  • Graduate/Postgraduate in Commerce, Finance, or Business Law with relevant compliance or risk management experience\
  • Chartered Accountant CA\
  • MBA Finance / Risk / Compliance\
  • LLB / LLM Corporate Law / Compliance\
  • Company Secretary CS preferred\


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