Compliance Professional

6 days ago


Jamnagar, Gujarat, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

We are seeking an experienced Compliance Officer to join our team. A strong background in brokerage and regulatory compliance is essential for this role.

Key Responsibilities:
  • Regulatory Update Dissemination: Circulate relevant circulars and notifications issued by regulators daily, tracking actionable items across departments.
  • Settle client balances efficiently, maintaining a working knowledge of related funds and securities.
  • Promote AP registration and cancellation documentation preparation, with a brief overview of associated compliances.
  • Ensure the smooth operation of NEAT/CTCL terminals, managing MIS effectively.
  • Submit timely regulatory returns to exchanges, handling day-to-day compliance activities.
  • Coordinate with exchanges, clients, and internal departments for any compliance-related matters.
  • Record client transaction data accurately.
  • Prepare applications and documentation as per exchange rules and regulations.
About You:
  • Highly skilled in brokerage and regulatory requirements.
  • Strong analytical and problem-solving abilities.
  • Able to work effectively under pressure.
  • Excellent communication and interpersonal skills.


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