Risk Assurance Specialist
4 days ago
MUFG Bank, Ltd. is Japan's premier bank, with a global network spanning over 40 markets worldwide. Outside of Japan, the bank offers a wide range of commercial and investment banking products and services to businesses, governments, and individuals globally.
The Group aims to be the world's most trusted financial group through close collaboration among its operating companies and flexible responses to all financial needs of customers, serving society, and fostering shared and sustainable growth for a better world.
Job ProfileIn this role, you will perform first-line control assurance activities as the first line of defense for Global Corporate Investment Banking (GCIB) and Client Management Services (CMS). You will work alongside FLC colleagues in London, providing assurance to GCIB Senior Management and internal stakeholders that internal controls within GCIB and CMS are operating effectively according to Bank policy and procedures, the EMEA MUFG Operational Risk Framework, and regulatory requirements.
Key Responsibilities:- Support the execution and documentation of testing for in-scope processes across GCIB first line of defense and Client Management Services in accordance with FLC Procedures.
- Execute testing of GCIB and CMS key controls covering the end-to-end transaction lifecycle, including on-boarding, credit approval process, financial close, off-boarding controls based on internal and industry standards and guidelines.
- Ensure key testing milestones are met throughout the month in accordance with the FLC task-list, flagging delays or blockers to the GCIB London FLC team.
- Execute testing procedures timely, documenting results accurately, identifying and escalating exceptions and findings, and following up with remedial actions.
- Acknowledge and report test progress to the line manager and FLC London team head in accordance with key performance indicators.
- Drive compliance with the Bank's risk framework ensuring control testing meets internal framework and key regulatory requirements, such as SOX requirements.
- Critical that the candidate can produce high-quality work demonstrating how testing was executed and linked back from evidence to the test script and from the test script to the control.
- Prior experience in risk and controls or audit is preferable.
- Banking products and key processes knowledge is preferable.
- Knowledge of Compliance risks impacting Bank products/processes is preferable.
- 1-2 years of previous experience is recommended.
- Degree level and/or relevant work experience is required.
- Good interpersonal skills to effectively work in partnership with GCIB FLC, front office, and Business Management colleagues.
- Analytical skills with the ability to provide practical solutions for effective risk management.
- Team player with the ability to work independently to organize, manage, and complete testing within agreed deadlines.
- Excellent written and verbal communication skills and strong attention to detail.
- Self-driven and independent, able to work well cross-functionally, challenge front office robustly, and where required to ensure controls are working effectively.
- Ability to manage large workloads within tight deadlines and with a calm approach.
- Willingness to take on new tasks and initiatives to contribute to continuous improvement.
- Strong Microsoft Word, Excel, PowerPoint skills are necessary.
Estimated salary: $80,000-$120,000 per annum.
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