Financial Compliance Specialist

1 day ago


Vizag, Andhra Pradesh, India beBeeRegulatory Full time ₹ 9,00,000 - ₹ 18,00,000
Compliance Officer

We are seeking a highly skilled Compliance Officer to manage our day-to-day compliance tasks.

Key Responsibilities:
  • Identify and disseminate key regulatory updates and notifications to relevant teams for implementation or adherence.
  • Analyze client balances (funds/securities) to ensure accurate settlement.
  • Maintain documentation for AP registration/cancellation, adhering to associated compliances.
  • Provide technical support for trading terminals and maintain corresponding MIS reports.
  • Submit regulatory returns to exchanges on a timely basis, handling daily compliance tasks.
  • Collaborate with stakeholders to resolve compliance-related issues.
  • Record transactions and prepare applications/documentation according to exchange rules and regulations.
  • Maintain accurate MIS reports.

The ideal candidate will possess excellent communication skills, attention to detail, and the ability to work independently. Prior experience in financial services is preferred.



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