
Financial Compliance Specialist
1 day ago
We are seeking a highly skilled Compliance Officer to manage our day-to-day compliance tasks.
Key Responsibilities:- Identify and disseminate key regulatory updates and notifications to relevant teams for implementation or adherence.
- Analyze client balances (funds/securities) to ensure accurate settlement.
- Maintain documentation for AP registration/cancellation, adhering to associated compliances.
- Provide technical support for trading terminals and maintain corresponding MIS reports.
- Submit regulatory returns to exchanges on a timely basis, handling daily compliance tasks.
- Collaborate with stakeholders to resolve compliance-related issues.
- Record transactions and prepare applications/documentation according to exchange rules and regulations.
- Maintain accurate MIS reports.
The ideal candidate will possess excellent communication skills, attention to detail, and the ability to work independently. Prior experience in financial services is preferred.
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