Membership Compliance Specialist

2 weeks ago


Morādābād, Uttar Pradesh, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

Job Overview

We are seeking an exceptional Deputy Manager-Membership professional to join our team. This key role plays a pivotal part in maintaining membership compliance and supporting the team in achieving error-free operations.

Main Responsibilities

  • Maintain accurate records, update control sheets, and follow up with members via mail and phone calls to ensure seamless processes.

Key Performance Areas

Director's Details Changes:

  • Screens applications for changes in directors as per Exchange/SEBI norms and processes them efficiently.
  • Ensures thorough screening of all applications related to director details, SHP/DPG, Directors, and Membership transfers.

Shareholding/DPG Pattern/Constitution Re-constitution:

  • Reviews and processes shareholding/DPG pattern constitution/re-constitution of partnership firms.
  • Maintains updated records and follows up with members via mail and phone calls.

Name Changes and Office Address Updates:

  • Scrutinizes and processes name change applications as per norms and updates SEBI Portal.
  • Processes such applications without errors within prescribed timelines.

Closure of Alerts, Database Maintenance, and MIS Collation:

Preferred Profile:

Educational Qualifications:

  • CS/CA/MBA from reputable Institutes/Universities.

Work Experience:

  • 3-4 years of experience in securities/capital markets, financial services, mutual funds, or insurance companies.

Essential Skills:

  • Proactive and result-driven individual.
  • Analytical ability with attention to detail.
  • Strong execution skills.
  • Effective communication skills.
  • Collaborative mindset with a focus on continuous improvement.
  • Commitment to regulatory standards.

Functional Competencies:

  • Proficient in MS Office (with good Excel skills).


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