Senior Vice President, Operational Risk Management

3 weeks ago


Pune, Maharashtra, India BNY Full time
Job Summary

We are seeking a highly skilled and experienced professional to join our Operations Control Management-Strategic Testing team as a Vice President, Control. This role is responsible for identifying, analyzing, and minimizing complex areas of control testing, as well as leading control and risk management testing and reporting.

Key Responsibilities
  • Develop and implement effective control and risk management strategies to ensure compliance with regulatory and corporate expectations.
  • Lead teams in control and risk management testing and reporting, including Error/Near Miss analyses.
  • Ensure that existing control and business recovery practices and procedures are documented and up-to-date.
  • Work with the business to understand controls currently in place to minimize risk and identify areas for improvement.
  • Design and deliver risk management training programs to ensure that proper control procedures are understood and followed.
  • Review documentation for evidence of successful and efficient performance of control and business recovery procedures.
Requirements
  • Bachelor's degree or equivalent combination of education and work experience required. Advanced degree in finance or audit domain preferred.
  • 5-7 years of total work experience in the securities or financial services industry with operations control testing/compliance reviews/audit background preferred.
  • 2-3 years of people management experience added advantage.
  • Basic knowledge of various regulatory compliance requirements and internal control framework such as SOC1, SOC2, SOX & COSO.
  • Good team player with solution-oriented mindset and critical eye for detail.
  • Strong documentation and collaboration skills to support cross-functional and region engagements.
About BNY

At BNY, our culture empowers employees to grow and succeed. We are a leading global financial services company at the center of the world's financial system, touching nearly 20% of the world's investible assets. Our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities, and people everywhere.

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.



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