Senior Market Surveillance Executive

2 days ago


Bareilly, Uttar Pradesh, India beBeeSurveillance Full time ₹ 20,00,000 - ₹ 30,00,000
Job Title: Senior Market Surveillance ExecutiveWe are seeking an experienced and highly skilled Senior Market Surveillance Executive to join our team. In this role, you will be responsible for leading the market surveillance function across multiple asset classes.Key Responsibilities:• Develop and implement a comprehensive market surveillance framework to detect and prevent market abuse and misconduct.
• Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators
• Identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures
• Collaborate with Compliance, Risk, Technology, and Business teams for integrated risk management and swift issue resolution
• Present periodic surveillance reports, risk dashboards, and key metrics to the Board Committees, and seniorsRequired Qualifications:• MBA (in finance), CA, CS
• Minimum relevant experience of 5 - 10+ years
• Proven track record of successful market surveillance and complianceFunctional Competencies:• Knowledge of equity and equity derivatives market
• Integrating market knowledge with technical expertise for report automation
• Analytical thinker with detailed research proficiencies
• Pro-active and result-oriented field

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