NBFC Regulatory Compliance Specialist
1 day ago
NBFC Regulatory Compliance Specialist
About the Role:
We are seeking an experienced and detail-oriented compliance professional to ensure regulatory compliance for our NBFC operations. The ideal candidate will have hands-on experience with RBI regulations, Companies Act compliance, SEBI LODR norms, and secretarial activities.
Responsibilities:
Ensure compliance with RBI Master Directions, circulars, and amendments applicable to NBFCs. Timely submission of statutory returns, filings, and intimations with the Reserve Bank of India (RBI). Track and implement regulatory changes across lending and investment activities. Finalize and implement company-wide compliance policies. Set up internal compliance monitoring processes for various business verticals. Work with internal business functions to ensure all lending/investment operations are in accordance with RBI provisions. Conduct Board and Committee meetings, prepare agendas and minutes. Liaise with regulators for governance matters. Handle RBI inspections, statutory/internal audits, and secretarial audits. Coordinate and close audit findings in a timely and efficient manner. Ensure compliance with the Companies Act, and Secretarial Standards. Maintain statutory registers and file necessary e-forms with MCA. Handle disclosures under SEBI (LODR) Regulations, 2015. Ensure compliance with Stock Exchanges and Debenture Trustees for listed Non-Convertible Debentures (NCDs). Draft offer documents, Debenture Trust Deeds, Hypothecation cum Mortgage Deeds, and corporate action forms. Prepare AGM/EGM notices, Board Reports, Corporate Governance Reports, and coordinate with stakeholders for corporate filings.
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