Strategic Compliance Specialist

2 weeks ago


Kota, Rajasthan, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,00,00,000
Surveillance Manager Job

This critical role plays a vital part in safeguarding the bank's assets, employees, and reputation by adhering to regulatory requirements and compliance standards.

The Surveillance Department is responsible for preventing, monitoring, detecting, and reporting suspicious activities within the business environment.

  • Reviewing electronic communication alerts for the EMEA region is an essential task of this role.
  • Analysing alerts generated from automated systems, performing surveillance duties, documenting rationales for audit trails, and following written operating procedures are key responsibilities.
  • The successful candidate will drive improvement of the communication surveillance program, identify trends or themes, and prepare metrics to report surveillance results.

Key Qualifications:

  • Bachelor's degree with 8-10 years' experience in Financial Services or Banking Compliance.
  • Good understanding of market abuse topics.
  • Expertise in Microsoft Office Suite (Excel, Access, PowerPoint, Word).

Required Skills:

  • Excellent written and verbal communication skills.
  • Attention to detail; excellent organizational skills.
  • Strong analytical and problem-solving skills.
  • Ability to exercise sound judgment and escalate issues appropriately.
  • Team player and ability to work collaboratively.
  • Native-level proficiency in English, both verbally and in writing. Fluency in Japanese and/or French is desirable.


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