Senior Regulatory Compliance Manager

9 hours ago

Palakkad, Kerala, India beBeeCompliance Full time ₹ 17,28,000 - ₹ 2,59,20,000

Regulatory Compliance Specialist

This role requires a detail-oriented and experienced professional with a strong background in banking and relevant regulatory knowledge. The ideal candidate will have a comprehensive understanding of KYC regulations and related circulars, as well as strong analytical skills and proficiency in data extraction, manipulation, and reporting.

  1. Conduct thorough product audits and compliance checks to ensure adherence to regulatory standards.
  2. Develop and maintain robust internal control frameworks for banking products.
  3. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  4. Prepare and submit regulatory reports as per jurisdictional guidelines.
  5. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  6. Collaborate with internal teams to gather data and ensure accuracy in reports.

Responsibilities

  1. Update Standard Operating Procedures (SOPs) basis guidelines and compliances laid by Regulators(s) with respect to Manual Onboarding Operations.
  2. Perform periodic onboarding due diligence – Such as Creation/Management/Closure, of Accounts, Name Screening for Individual and Non-Individual entities (including BCs and BC Agents), and Individuals as Authorized Signatories of these entities.
  3. Ensure Clean Compliance and reporting, nil Audit observations, Process adherence from the team as per SOP and Way-of-Working.
  4. Interacting with team(s) like Product, IT, CBS, CX, Risk, Audit, Compliance, Internal Control (Control Functions).

Requirements

  1. Must have working experience in Banks for KYC/AML Onboarding and Management of Control tasks such as Name Screening, Risk Profile based Customer CDD/EDD, Consequence Management action, and process enhancement.
  2. Strong understanding of banking product lifecycles and customer onboarding processes.

Skills and Qualifications

  • Graduate/Post-Graduate degree in a relevant field.
  • Deep understanding of KYC guidelines, Analysis Skill, good Skill set on MS Office & SQL.

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