
Senior Share Transfer Specialist
3 days ago
About the Role:
We are seeking an experienced professional to handle end-to-end processing of physical share transfer requests, including scrutiny, validation, and documentation in accordance with regulatory guidelines.
This role involves close coordination with Registrar and Transfer Agents (RTAs), depositories (NSDL/CDSL), and internal stakeholders to ensure compliance with SEBI regulations and seamless execution of all share-related operations.
Main Responsibilities:
- Handle physical share transfer requests from start to finish, ensuring accuracy and compliance with regulations.
- Work closely with RTAs for timely processing of share transfer and dematerialization requests.
- Manage dematerialization and rematerialization processes through NSDL/CDSL depositories.
- Maintain accurate records of investor holdings, transfer applications, dispatch details, and demat transactions.
- Address and resolve shareholder queries and issues related to transfer ownership or demat rejections.
- Ensure strict adherence to SEBI guidelines, Companies Act provisions, and internal compliance protocols.
- Liaise with Company Secretaries and legal teams for validation and execution of legal documents pertaining to share transfers.
- Prepare and submit periodic reports and MIS on shareholding patterns, transfer statuses, and pending cases.
Requirements:
- Graduate in Commerce/Finance; MBA preferred.
- 1-3 years of experience in share transfer and demat operations.
- Proficient in working with NSDL/CDSL platforms and solid understanding of SEBI regulations.
- Familiarity with RTA software.
- Strong skills in documentation, record keeping, and compliance.
- Excellent communication and interpersonal skills for stakeholder engagement.
Preferred Skills:
- Knowledge of Corporate Actions such as Bonus, Split, and Transmission.
- Experience in handling investor grievances via the SEBI SCORES portal.
- High attention to detail and accuracy.
- Ability to multi-task and deliver within strict deadlines.
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