Regulatory Research Expert

2 weeks ago

Chennai, Tamil Nadu, India Funds-Axis Full time

Key Responsibilities



The Regulatory Research Analyst will be responsible for maintaining and improving reports for clients on our information portals. They will also be responsible for researching, monitoring, and producing news bulletins detailing the latest regulatory and market developments in the space.



Key Responsibilities




  • Daily Tasks



  • Conducting stock market due diligence reviews – 5 market reviews per month as per the review schedule. This will involve examining different aspects of the market including broker rules, listing criteria and clearing and settlement requirements.
  • Tracking daily market developments and publishing articles to the websites for client review and marketing purposes, including short selling bans, emergency market closures etc.
  • Using MailChimp to send the market development bulletin to clients
  • Ensuring delivery of excellent customer service, including maintenance of and delivery against the markets' annual review schedule
  • Completion of Audit Comply checklists as applicable


Adhoc Tasks




  • Participating in and on occasion leading staff internal training.
  • Undertaking verbal and written communication with regulators.
  • Assisting the Manager in providing training to new joiners / other team members as required
  • Prepared for weekly one-to-one meeting with Team Lead / Manager
  • Comply with company policies and procedures in relation to the quality and information security management systems


Why Choose Us?



In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:




  • 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
  • 5.5% employer contribution pension (for UK location)
  • Remote working facility
  • 33 days' vacation leave (including all bank /public/ national holidays)
  • Provident Fund and Gratuity benefits as per law (for India location)
  • Healthcare & life assurance (for UK location)
  • Comprehensive group medical cover (for India location)
  • Progressive maternity and paternity pay
  • Work with a great team
  • Travel opportunities
  • Work with leading international finance companies
  • First-class training package
  • Excellent career progression opportunities


At Funds-Axis, we value our employees and provide them with a supportive work environment that fosters growth and development. Our team is dedicated to delivering exceptional results and making a meaningful impact in the field of financial research.

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