
Senior Audit Executive
4 days ago
Unlock Your Potential in Audit Leadership
We are seeking a highly skilled Senior Audit Associate to join our Commercial and Investment Banking Audit team. As a key member of this team, you will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders.
The role will require you to utilize your expertise to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key CIB central functions and controls, and the related Dodd-Frank/Volcker regulatory landscape.
- Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow up and verification of issue closure.
- Collaborate closely with Commercial Investment Banking Compliance Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.
- Develop recommendations to strengthen internal controls and improve operational efficiency.
- Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth.
Required qualifications, capabilities, and skills:
- Minimum 5 years of internal or external auditing experience, or relevant business experience.
- Minimum Bachelor's degree (or relevant financial services experience).
- Ability to operate as an effective auditor, with a solid understanding of internal controls and the ability to evaluate and determine the adequacy of controls for a given set of risks.
- Experience with internal audit methodology and applying concepts in audit delivery and execution.
Equal opportunity employer and values diversity and inclusion.
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