Compliance Expert Leader

1 week ago


Gurgaon, Haryana, India Stride Ventures Full time
Job Description

We are seeking an experienced Compliance Expert to lead our regulatory affairs team at Stride Ventures. As a key member of our organization, you will be responsible for providing strategic guidance on compliance policy and procedures to ensure the company's adherence to relevant laws and regulations.

The ideal candidate will have a strong understanding of global regulatory compliance, AML/KYC, risk management, and internal controls. You will work closely with our teams to identify, assess, and mitigate compliance-related risks, implement effective internal controls, and manage global reporting requirements. Your expertise will also be invaluable in developing and maintaining compliance policies and procedures, conducting regular audits and risk assessments, and preparing compliance reports for senior management and regulatory bodies.

This is a high-profile role that requires a strong track record of experience in compliance or regulatory affairs, preferably in Alternative Investment Funds. You should possess excellent analytical skills, attention to detail, and strong communication skills. Ability to work independently and as part of a team is essential. The salary range for this position is approximately $150,000 - $200,000 per year.

Responsibilities:
  • Develop and implement compliance policies and procedures.
  • Conduct regular audits and risk assessments to identify potential issues.
  • Manage global reporting requirements, including submissions to SEBI, RBI, FCA, and other local regulators.
  • Liaise with internal and external auditors as needed.
  • Prepare compliance reports for senior management and regulatory bodies.


Requirements:
  • Professional Qualification - Company Secretary (CS).
  • Minimum of 8 years of experience in compliance or regulatory affairs, preferably in Alternative Investment Funds.
  • Strong understanding of relevant laws and regulations affecting Alternative Investment Funds.
  • Excellent analytical skills and attention to detail.
  • Strong communication skills, both written and verbal.
  • Ability to work independently and as part of a team.

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