Senior Financial Crime Auditor

4 weeks ago

Chennai, Tamil Nadu, India THE BANK OF NEW YORK MELLON CORPORATION Full time

Transform Your Career with BNY Mellon

BNY Mellon is a leading global financial services company that offers a unique opportunity for professionals to grow and develop their skills. We are seeking a highly motivated and experienced individual to join our Internal Audit team as a Vice President.

About the Role

The successful candidate will be responsible for leading and delivering complex Financial Crime audit assignments, including planning, fieldwork, and reporting. They will also be expected to identify meaningful issues impacting business and operations under review, challenging management to develop appropriate remedial action to address the issues identified.

Key Responsibilities

  • Participate in delivering complex and challenging Financial Crime and Sanctions audit assignments.
  • Lead or participate in the end-to-end planning, fieldwork and reporting of Financial Crime audit assignments - this will require consideration of complex, judgmental business processes and decisions.
  • Identify meaningful issues impacting business and operations under review, challenging management to develop appropriate remedial action to address the issues identified.
  • Work independently when leading projects and lead meetings with stakeholders.
  • Prepare draft audit reports.
  • Follow-up of audit actions and where necessary testing their implementation.
  • Build and proactively manage relationships with key stakeholders and participate in Continuous Monitoring activities.
  • Contributes to the development of the annual audit plan.
  • Maintain up to date knowledge of industry best practice and regulatory requirements related to Financial Crime.
  • Carry out other ad-hoc tasks and projects as directed by audit senior management.
  • Perform follow-up procedures on Internal Audit observations to ensure corrective actions have been appropriately implemented.
  • Represent Internal Audit on projects and at management meetings/committees.

Requirements

  • Strong experience in Anti-Money Laundering (AML) and Sanctions related processes. Experience in Financial Crime Audit preferred.
  • Excellent in written and verbal communication including working with stakeholders.
  • Good understanding of the UK, EU and global Financial Crime regulatory and legislative framework. This includes the following disciplines: AML/CTF, sanctions, ABC and tax evasion and other applicable standards.
  • Relevant years relevant experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring.
  • Proven track record in leading and delivering risk-based projects.
  • Good understanding of audit methodologies.
  • Proven record of strong communication skills and influencing skills.
  • Strong knowledge and use of Excel and other Microsoft software – PowerPoint, Word, Visio.
  • Excellent planning, co-ordination, organization, and presentation skills.
  • Strong interpersonal and teamwork skills, including with colleagues remotely.
  • Ideally educated to degree level or equivalent professional experience and have completed a recognized relevant post-graduate qualification (CIA, CMIIA, ACA, ACCA, CAMS), but not essential.

About BNY Mellon

BNY Mellon is a leading global financial services company that offers a unique opportunity for professionals to grow and develop their skills. We are committed to creating a diverse and inclusive work environment that empowers our employees to succeed.

Benefits

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

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