Senior Finance Document Manager

15 hours ago


Aligarh, Uttar Pradesh, India beBeeDocumentControl Full time ₹ 7,00,000 - ₹ 11,00,000
Senior Process Executive/Process Specialist Role

Our organization is seeking an experienced professional to assume the position of Senior Process Executive/Process Specialist in the Banking Domain-Documents review. The successful candidate will be responsible for reviewing and ensuring that all incoming and outgoing documents meet client-established quality standards, regulatory compliance, and internal processes.

Key Responsibilities:
  • Document Review: Ensure that documents (contracts, agreements, reports, etc.) are accurate, complete, and comply with relevant client standards and legal requirements.
  • Quality Control: Assess documents for completeness, consistency, clarity, and correctness, identifying discrepancies, errors, and missing information. Compliance Assurance: Verify that documents adhere to procedural and regulatory requirements and industry standards. Escalate any non-compliance issues to the client.
Account Management:
  • Account Setup: Oversee the end-to-end process of account creation, ensuring all necessary documents and information are collected, verified, and input correctly into the system.
  • Documentation Review: Ensure that all account-related documents (such as forms, identification, and agreements) are complete, accurate, and in compliance with internal and regulatory requirements.
  • System Management: Input and maintain customer data accurately in the account management systems, ensuring that all information is updated and secure.
Purchase Transaction Processing:
  • Transaction Processing: Accurately process purchase transactions including purchase requests in the client recordkeeping system.
  • Verification & Validation: Ensure all purchase transactions are validated for correctness, including checking for discrepancies in trade date, dollar amount, pricing, and share quantities.
  • Documentation Review: Review and maintain supporting documentation for purchase transactions, ensuring all records are complete, accurate, and compliant with client policies and audit requirements.
Redemption Transaction Processing:
  • Redemption Processing: Accurately process redemption requests for financial products (e.g., mutual funds, closed-end funds, or other investment vehicles), ensuring timely and correct execution according to client policies.
  • Verification and Validation: Review redemption requests for completeness, ensuring all required documentation, forms, and information are provided and compliant with client internal policies and regulatory requirements.
  • Account Reconciliation: Verify redemption transactions by cross-checking with customer accounts, transaction histories, and redemption terms to ensure accurate processing.


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