Financial Regulatory Compliance Expert

2 days ago


Bikaner, Rajasthan, India beBeeRisk Full time ₹ 18,00,000 - ₹ 25,00,000
Compliance Specialist Job Description

About the Role:

We are seeking a highly detail-oriented Compliance Specialist to join our team. The ideal candidate will have a strong understanding of financial regulations and risk management, with excellent analytical and problem-solving skills.

Responsibilities:

  • Regulatory Compliance: Ensure timely filings and reporting to regulators by monitoring, interpreting, and implementing regulatory guidelines relevant to the business.
  • Compliance Monitoring & Risk Assessment: Conduct regular internal reviews and compliance risk assessments to identify process gaps and propose corrective actions.
  • Policy & Documentation: Assist in drafting, updating, and implementing compliance policies and procedures while maintaining accurate documentation for internal compliance controls.
  • Audit & Reporting: Support internal, statutory, and regulatory audits, preparing compliance reports for senior management and regulatory bodies.
  • Collaboration: Work closely with legal, finance, and operations teams to ensure organization-wide compliance.

Requirements:

  • Bachelor's degree in Finance or related field (CA, CS, MBA preferred)
  • 2–4 years of experience in compliance, internal audit, or risk management, preferably in fintech or financial services sector
  • Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations


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