Fund Operations and Compliance Specialist

1 week ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

We are seeking an experienced professional to lead our fund operations and compliance efforts.

Job Description:

The successful candidate will be responsible for overseeing the end-to-end compliance processes, including liaisoning with regulatory bodies such as SEBI, RoC, and other relevant authorities. This will involve proactively anticipating and adapting to regulatory changes, ensuring seamless compliance with all applicable laws and regulations.

Key Responsibilities:
  • Lead end-to-end compliance processes, including liaisoning with regulatory bodies
  • Proactively anticipate and adapt to regulatory changes
  • Undertake responsibilities of designated company secretary
  • Oversee PMS fund operations, including NAV reporting, digital KYC/AML, accurate fee processing, etc.
  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance, taxation, IP, and trademark management
  • Manage internal financial operations, banking transactions, payments, expenses, accounting, and payroll processes
Required Skills and Qualifications:

The ideal candidate should have a minimum of 5+ years of experience in compliance and operations for a SEBI-registered PMS, with a proven track record of successfully navigating regulatory audits. Additionally, they should possess qualifications in CS (eligible to be the designated CS) and CA (or accounting/finance degree).

Benefits:

We offer top-of-market compensation and free access to our employee-only fund. We prefer to hire one AI-augmented superhuman over five average players, and we believe that our work has a direct impact on our personal growth.

Others:

Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools are highly desirable. We are a high-performance sports team, and our sport is solving users' problems. We value diversity and inclusivity, and we strive to create a workplace that reflects these values.

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