PMS Fund Operations

1 week ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,00,000
Job Title: PMS Fund Operations & Compliance Officer

The role of a PMS Fund Operations & Compliance Officer is a critical one, involving the management of various aspects of fund operations and compliance. This includes leading end-to-end compliance processes, liaising with regulatory bodies such as SEBI and RoC, and overseeing the operational excellence of PMS funds.

Key Responsibilities:
  • Compliance Ownership: Lead end-to-end compliance processes, anticipate regulatory changes, and adapt compliance processes accordingly.
  • Operational Excellence: Oversee PMS fund operations, including NAV reporting, digital KYC/AML, accurate fee processing, and client interactions.
  • Governance, Legal, and Finance Coordination: Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance, taxation, IP, and trademark management.
Requirements:
  • Experience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits.
  • Education: Qualifications in CS (eligible to be the designated CS) and CA (or accounting/finance degree).
  • Versatility: Enthusiastic about proactively taking ownership of diverse responsibilities across compliance, operations, finance, and client interactions.
Preferred Background:
  • Experience at fintech startups and interest in staying fluent in modern AI tools.
Stellar Culture:
  • Pursuit of Excellence: We are not a family; we are a high-performance sports team - and our sport is solving users' problems.

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