Senior Compliance Specialist

4 days ago

Gurgaon, Haryana, India Genpact Full time

As a Senior Compliance Specialist at Genpact, you will play a key role in ensuring the highest standards of quality in our KYC operations. Your extensive experience in conducting quality checks on completed KYC files will be invaluable in this position.

Responsibilities:

  • Conduct quality checks on completed KYC files as per established quality frameworks and meet the required SLAs.
  • Maintain accurate, organized, and current compliance records and documentation in a manner consistent with the department's needs.
  • Establish feedback loops between analysts and management.
  • Ownership of and contribution to various high-priority projects, working with a hands-on approach to ensure successful completion.
  • Assist in creating and presenting monthly dashboards, reports, and business reviews.
  • Review policies and procedures, regulatory compliance training for compliance with applicable laws and regulations, including OFAC/HMT, suspicious activity reporting, and KYC regulations.
  • Interpret evidence from multiple tools and systems to determine the legitimacy of customer behavior across multiple products.
  • Assist with monitoring and tracking incidents to ensure resolution occurs within the customer Service Level Agreement.
  • Seek routine problems, largely through precedent and referral to general guidelines.

Qualifications:

  • Relevant AML/KYC experience with prior experience in quality checks.
  • CAMS certification is preferred.
  • Excellent communication and analytical skills.
  • Microsoft Office, internet, and digital literacy.

Preferred Qualifications:

  • Experience conducting business banking or institutional KYC for all types of client entities, such as individual, sole proprietor, partnership, trusts, private and public limited companies, and collective investment schemes.
  • End-to-end understanding of KYC operations from documentary and non-documentary verification as per CIP/CDD policy, Ultimate Beneficial Ownership (UBO), and Controllers IDV, nature of business, source of wealth/funds, and customer screening against watchlists of sanctions, PEP, and adverse media.
  • Ability to conduct and mentor resources to conduct detailed investigations using vendors and open sources to remediate compliance alerts.
  • Ability to independently research, analyze, and recommend solutions to close open items and discrepancies with clients.
  • Reviewing transactions to establish utilization and source of funds as per encouraged activities.
  • Outstanding analytical and investigative skills combined with the ability to navigate through ambiguity in a fast-paced, dynamic environment.
  • Excellent understanding of AML/KYC terminology.
  • Experience with using Actimize, RDC, Fortent, Norkom, Lexis Nexis, Bridger XG, SIEBEL, and Dow Jones, etc.
  • Good experience in MS-Office applications like Excel, Word, PowerPoint, Outlook, etc.

We are inviting applications for the role of Senior Compliance Specialist - SME/QC - AML/KYC at Genpact. If you have the skills and experience required, we encourage you to apply.

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