
Operational Regulatory Governance Expert
1 week ago
Regulatory Operations Specialist
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- The role of the Regulatory Operations Specialist is to ensure compliance with regulatory standards by conducting comprehensive product audits and compliance checks.">
Responsibilities:
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- Conduct thorough product audits and compliance checks to identify potential risks and non-compliance issues.">
- Develop and maintain robust internal control frameworks for banking products.">
- Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.">
- Prepare and submit regulatory reports as per jurisdictional guidelines.">
- Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.">
- Collaborate with internal teams including Finance, Risk, and Compliance to gather data and ensure accuracy in reports.">
- Maintain strong documentation and audit trails for all submissions.">
- Support in data submissions to compliance, internal audit teams, and regulators.">
Requirements:
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- Graduate/Post-Graduate degree in a relevant field.">
- Understanding of KYC guidelines and analysis skills.">
- Good skill set in MS Office and SQL.">
- Deep understanding of RBI guidelines and regulatory reporting.">
- Name screening KYC/AML activities experience.">
Working Experience:
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- Minimum 3 years of working experience in Banks for KYC/AML Onboarding and Management of Control tasks such Name Screening, Risk profile based Customer CDD/EDD, Consequence Management action and process enhancement.">
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