Senior Compliance Officer

3 days ago

Kota, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Job Title: Senior Compliance Officer

We are seeking an experienced and skilled Senior Compliance Officer to oversee the activities of our Corporate Agent/Insurance Broker. The ideal candidate will have strong leadership skills, excellent communication abilities, and a thorough knowledge of IRDAI regulations and insurance compliance framework.

This is a challenging role that demands attention to detail, ability to work independently, and capacity to make informed decisions in a fast-paced environment.

  • Key Responsibilities:
  • Supervising and monitoring the activities of the Corporate Agent, ensuring all specified personnel are trained, skilled, and knowledgeable in insurance products.
  • Filing applications for removal or addition of specified persons and Authorized Verifiers.
  • Ensuring strict compliance with the Code of Conduct and Corporate Agency regulations in both letter and spirit.
  • Submitting material disclosures, regulatory returns, and other information to the Authority in a timely manner.
  • Submitting annual compliance certification to the Authority, confirming adherence to all regulatory provisions.
  • Overseeing insurance solicitation activities and ensuring all compliance requirements from specified persons (SPs) are met.
  • Acting as the Single Point of Contact for inspections and other compliance-related matters with the Authority.
  • Verifying compliance of SPs and ensuring solicitation is carried out only by authorized persons.
  • Addressing customer grievances appropriately and resolving them within 14 days.

Qualifications and Requirements:

  • A Bachelor's degree in any stream or professional qualifications such as MBA, Actuaries, CII London, IIRM, ICAI, ICSI, CFA/CAIIB.
  • 50 hours of training plus passing the prescribed IRDAI exam or recognized professional exams.
  • Additional regulatory requirements such as minimum capital, deposits, professional indemnity insurance, infrastructure, staffing, and fit & proper declaration.

  • Compliance Officer

    4 weeks ago

    Kota, Rajasthan, India NovaaOne Capital Pvt Ltd. Full time

    Position: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3–4 years post-qualificationReporting to: CEORole OverviewWe are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...

  • Senior Tax Compliance Specialist

    23 hours ago

    Kota, Rajasthan, India beBeeCompliance Full time ₹ 4,00,000 - ₹ 6,00,000

    Job Title: Senior Tax Compliance SpecialistJob Description:The role of the Senior Tax Compliance Specialist involves overseeing and managing the company's tax compliance with regards to GST. This includes leading and managing the implementation of tax-related procedures, conducting audits and assessments, and ensuring that all regulatory requirements are...

  • Principal Compliance Officer

    1 day ago

    Kota, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Overview:We are seeking a seasoned legal professional to join our team as a Principal Legal Counsel. This is an exciting opportunity for someone with a strong background in law and compliance to make a meaningful impact.The ideal candidate will have at least 14 years of experience in a legal & compliance role, providing legal and compliance solutions to...

  • Marketing Compliance

    2 weeks ago

    Kota, Rajasthan, India CES Full time

    Greetings from CESWe're currently looking for an Analyst/ Team Lead/AM - Marketing Compliance and I think you could be a good fit. We are looking for 6+ years of experience in Marketing Compliance, I'd like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I'd be happy to set up...

  • Compliance Specialist

    3 days ago

    Kota, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Upholding Compliance Standards in the WorkplaceAbout This RoleWe are seeking a highly skilled Compliance Officer to join our team. The ideal candidate will have a strong background in labour laws and extensive experience in ensuring compliance with statutory requirements.Review and analyze legal documents to ensure adherence to labour laws and...

  • US Tax Compliance Manager

    3 days ago

    Kota, Rajasthan, India beBeeTax Full time ₹ 1,20,00,000 - ₹ 2,00,00,000

    Senior Tax Compliance SpecialistThe Senior Tax Compliance Specialist will oversee the end-to-end management of sales and use tax compliance for US operations.Key responsibilities include managing accurate and timely filing of returns across multiple states and jurisdictions, monitoring legislative and regulatory changes in US indirect taxes, and providing...

  • Chief Legal Compliance Officer

    3 days ago

    Kota, Rajasthan, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 15,00,000

    Job DescriptionEnsure the accuracy and reliability of commercial transactions by upholding high standards of legal compliance.Responsibilities:Contract Compliance Specialist: Verify client contract requirements, maintaining alignment with established standards.Documentation Manager: Oversee the creation and dissemination of accurate documentation related to...

  • Compliance Specialist

    2 days ago

    Kota, Rajasthan, India beBeeCertification Full time ₹ 9,00,000 - ₹ 12,00,000

    Compliance Specialist - BIS CertificationWe are seeking a skilled Compliance Specialist to assist our clients in obtaining the ISI Mark Scheme certification under the Bureau of Indian Standards (BIS). The specialist will play a key role in ensuring compliance with BIS standards for manufacturers and importers of products.Our goal is to help clients navigate...

  • Chief Regulatory Compliance Officer

    1 day ago

    Kota, Rajasthan, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Summary:We are seeking a professional with strong expertise in regulatory compliance to oversee the implementation of internal controls and ensure adherence to RBI and SEBI guidelines.The ideal candidate will have extensive knowledge of risk management, legal matters, and financial compliance frameworks.

  • Security Compliance Leader

    2 days ago

    Kota, Rajasthan, India beBeeCompliance Full time US$ 1,80,000 - US$ 2,50,000

    At SecPod, we are seeking a seasoned professional to spearhead our compliance content development strategy and lead a team of experts. This high-profile role combines technical acumen with strategic leadership, driving the research, development, and delivery of enterprise-grade compliance benchmarks and automation solutions across multiple regulatory...