Senior Regulatory Compliance Professional

7 days ago


Dombivli, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

Job Summary

We are seeking a seasoned professional to fill the role of Compliance Manager.

Key Responsibilities:

  1. Deliver expertise on Peak margin, Quarterly settlement, MTF, and CUSPA processes to address queries/alerts from the Exchange.

  2. Handle audits mandated by NSE and BSE in accordance with regulatory requirements.

  3. Implement the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and ensure timely follow-up with stakeholders to guarantee compliance.

  4. Prepare and disseminate Compliance calendars to respective stakeholders and ensure timely submissions.

  5. Conduct On-site and Off-site Inspections of SEBI/stock exchanges as per regulatory guidelines.

  6. Oversee new product launches and assist the team in developing new products and processes.

  7. Maintain Monthly Governance Dashboards and discuss them with Management.

  8. Liaison with the Exchange and internal teams to ensure seamless communication.

  9. Address Additional Compliances such as Segment Activation and Software approvals.

About You:

As a Compliance Manager, you will have a proven track record of delivering results in a fast-paced environment. Your expertise in Peak margin, Quarterly settlement, MTF, and CUSPA processes will enable you to effectively address queries/alerts from the Exchange. You should possess excellent communication and interpersonal skills to handle audits, implement circulars, and liaise with stakeholders.

Our ideal candidate will be a strategic thinker with exceptional problem-solving skills and the ability to work collaboratively within a dynamic team.



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