Regulatory Compliance Professional

Regulatory Compliance Expertise SoughtA seasoned regulatory compliance professional is required to ensure seamless adherence to various authorities including IFSCA, SEBI, RBI, and FEMA.Key Responsibilities:Promote regulatory compliance across all business operationsMaintain meticulous records and handle internal audits effectivelyDevelop strategic solutions...

Job Title: Regulatory Compliance SpecialistKey Responsibilities:Monitor and interpret changes in UK regulatory requirements, especially those issued by the FCA.Provide expert guidance on the implementation of regulatory changes impacting financial services products and services.Communicate detailed regulatory requirements to lines of business, validate...

We are seeking a skilled Regulatory Compliance Professional to handle regulatory submissions and support.The ideal candidate will have expertise in power sector regulations and experience with ARR filings, tariff determination, and petitions.Responsibilities include:Drafting and submitting compliance reports, replies to queries, and objections raised by...

Position Type Full timeType Of Hire Experienced relevant combo of work and education Education Desired Bachelor of Business AdministrationTravel Percentage 1 - 5 What you will be doing Monitors and communicates regulatory changes that impact FIS products services and business activities Establishes operational objectives and work plans Develops ...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

Join us as a "Regulatory Compliance Office " at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. To be successful as a [Regulatory Compliance Office], you should have experience...

Regulatory Compliance Officer **Principal Responsibilities** - This role is heavily focused on regulatory compliance, trade monitoring and surveillance, SEBI rules & regulations. - Advise on a full range of compliance and regulatory issues associated with Millennium’s growing research business in India and offshore FPI investing into India, working...

**Regulatory Compliance & Inspection - JD** **Key Responsibilities**: - Prepare regulatory reports for SEBI and RBI - Maintain compliance reporting calendars (monthly/quarterly/annual) - Implement and track new regulatory circulars (SEBI/RBI) - Coordinate with departments for timely data collation - Prepare and submit inspection reports - Respond to...

Research and interpret regulatory requirements for exporting products to different countries and regions. - Identify and compile the necessary documentation, certifications, and permits required for international compliance. - Liaise with external regulatory consultants, local agents, or legal representatives, if needed. - Maintain organized records of...

Compliance SpecialistThe role of the Compliance Specialist contributes to the efforts of assigned business units ensuring compliance with regulatory requirements. The incumbent assesses activities to guarantee business units adhere to standard regulations and policies.Responsibilities include reviewing work for accuracy with more experienced professionals,...