Enterprise Risk Management Specialist
2 weeks ago
At 9608 Deutsche India Private Limited, Mumbai Branch, we are seeking a skilled Enterprise Risk Management Specialist to join our team.
Job OverviewThis role is a critical part of our organization's risk management framework, ensuring adherence to regulatory requirements and internal policies. The successful candidate will play a key role in validating pre-trade approval templates, identifying gaps, and following up with FX Advisors on transactions.
About the RoleThe ideal candidate will have a university graduate degree or equivalent, with 4-5 years of experience in Wealth Management or related fields. Experience in risk/compliance/control functions within Private Banking/Wealth Management is an added advantage. A keen learner, quick adapters of change, and good team player are essential for this position.
Key Responsibilities- Validation of Pre-Trade approval templates, identify any gaps in details provided and follow up to get missing details in templates submitted from RCs.
- Follow up with respective FX Advisors on transactions where we are missing with client contacted details on weekly basis.
- Validate EAM details and follow-up on unmatched transactions.
- Prepare trade stats for reporting to various regional meetings.
- Perform monthly QA on sample basis to validate all controls are followed.
- Maintain and track various process flow stages/activities and escalation to onshore in any identified deviations/issues.
We offer a comprehensive range of benefits, including flexible working arrangements, sponsorship for industry-relevant certifications, and employee assistance programs. Our employees also enjoy best-in-class leave policies, gender-neutral parental leaves, and 100% reimbursement under child care assistance benefits.
How We'll Support YouWe are committed to helping our employees excel in their careers through training and development opportunities. Our culture of continuous learning and coaching support ensures that our team members have the skills and knowledge needed to succeed.
An estimated salary for this position is ₹12,00,000 - ₹20,00,000 per annum, based on factors such as location, experience, and qualifications.
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