Chief Compliance Officer

3 weeks ago


Vellore, Tamil Nadu, India UNLOCK BUSINESS CONSULTING Full time
Chief Compliance Officer

Unlock Business Consulting is seeking a seasoned Chief Compliance Officer to lead our compliance and regulatory vertical. As a key member of our team, you will be responsible for ensuring that our organization adheres to applicable laws and regulations, company policies, and procedures.

Key Responsibilities:
  • Develop and administer a comprehensive compliance program to ensure adherence to RBI laws and regulations for NBFCs in India.
  • Navigate regulatory complexities and ambiguities to develop fully compliant products.
  • Oversee drafting and vetting of contracts, agreements, and legal documents.
  • Provide effective legal support for business restructuring, contracts, documentation management, and legal advisory services.
  • Correspond with regulators like RBI, MCA, and manage data submissions.
  • Disseminate regulations to business and support functions and provide ongoing advisory services.
  • Prepare documents to update management and the Board on regulatory changes.
  • Engage with auditors to resolve queries and handle end-to-end inspections by RBI.
  • Work on special projects related to regulatory approvals, due diligence, and governance.
  • Review and draft RBI escalated complaints and Ombudsman matters.
  • Provide ongoing advice and guidance on compliance and risk management issues.
  • Assess and prioritize risk and compliance issues, establish and implement compliance policies and procedures.
  • Oversee third-party examinations and audits, including regulatory audits.
  • Provide guidance on ethics, business conduct, and compliance matters.
  • Stay ahead of regulatory and legal developments governing regulatory compliance.
  • Implement various policies, including code of conduct, whistle blower policy, and anti-bribery policy.


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