Senior Regulatory Compliance Specialist

1 week ago

Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 2,00,00,000
Key Compliance Officer Role

As a key compliance officer, you will be responsible for ensuring regulatory submissions are uploaded in the IRDA portal with stakeholder concurrence. You should have a good understanding of the submission process, including new business, schedules, SP, complaints, financial statements, and compliance certificates.

Key Responsibilities:
  • Ensure all applicable licenses are renewed and procured with relevant stakeholders and guidelines.
  • Maintain and coordinate regulatory registers with respective business units and ensure timely submission to IRDAI.
  • Communicate with regulators as per regulations, including branch openings, directorship changes, and regulatory charges.
  • Update the IIB Envoy Portal by uploading salesperson and SP details, tracking, and reviewing periodically.
  • E nsure all applicable licenses are renewed and procured with relevant stakeholders and guidelines.
  • Issue NOC for exited SPs, detag PAN from IRDA & Envoy, and maintain records.
  • Apply for telemarketing licenses and submit regulatory data to IRDAI.
  • Track and renew various licenses, agreements, and reconciliations with stakeholders.
  • Maintain a comprehensive grievance register and track grievances with insurers and teams.
  • Coordinate audit checklists and track resolutions for branches.
  • Provide AML compliance checklists and track cases with internal and external stakeholders.
  • Bookkeep insurance litigation and update regulators as needed.

You will require 4-8 years of experience in a similar domain.

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