
Senior Regulatory Compliance Specialist
6 days ago
Job Summary
We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team. As a key member of our Regulatory Reporting Team, you will play a vital role in ensuring compliance with various regional regulations in the OTC Derivatives domain.
This is an excellent opportunity for experienced professionals to take on new challenges and make a significant impact on our organization's success.
- Requires 3-5 years of experience in Regulatory Reporting (not Financial Reporting)
- Good knowledge of OTC Derivatives products
- Capital Market Experience
- Operational Excellence
- Provides guidance on complex issues
- Monitors production parameters daily
- Identifies short-term production priorities
- Drives production efficiencies
- Ensures compliance and regulatory adherence
- Addresses internal and external audits
- Monitors and escalates reconciliation and reporting errors
- Ensures efficient reconciliation process execution
- Manages change
- Continuously identifies and implements CI ideas to improve efficiency
- Contributes to strategic projects and implements organizational changes
- Participates in team transformation initiatives
- Identifies and resolves medium to high-level issues
Key Skills and Qualifications
- Able to understand control frameworks
- Proven knowledge of functional, domain, and operational risk management
- Intermediate stakeholder and partner management skills
- Clear and concise communication skills
- Ability to visualize process enhancements
About the Role
You will be responsible for performing periodic post-reporting controls to identify anomalies and rectify issues in coordination with technology teams.
In addition, you will manage daily reporting activities for regulators, ensuring timely and accurate submissions.
As a Senior Regulatory Compliance Specialist, you will work closely with cross-functional teams to drive business growth while maintaining a strong focus on regulatory compliance.
With your expertise and passion for regulatory compliance, you will play a critical role in shaping our organization's future.
What We Offer
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.
If you are a motivated and results-driven individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.
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