Senior Regulatory Compliance Specialist

6 days ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 21,00,000

Job Summary

We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team. As a key member of our Regulatory Reporting Team, you will play a vital role in ensuring compliance with various regional regulations in the OTC Derivatives domain.

This is an excellent opportunity for experienced professionals to take on new challenges and make a significant impact on our organization's success.

  • Requires 3-5 years of experience in Regulatory Reporting (not Financial Reporting)
  • Good knowledge of OTC Derivatives products
  • Capital Market Experience
  • Operational Excellence
  • Provides guidance on complex issues
  • Monitors production parameters daily
  • Identifies short-term production priorities
  • Drives production efficiencies
  • Ensures compliance and regulatory adherence
  • Addresses internal and external audits
  • Monitors and escalates reconciliation and reporting errors
  • Ensures efficient reconciliation process execution
  • Manages change
  • Continuously identifies and implements CI ideas to improve efficiency
  • Contributes to strategic projects and implements organizational changes
  • Participates in team transformation initiatives
  • Identifies and resolves medium to high-level issues

Key Skills and Qualifications

  • Able to understand control frameworks
  • Proven knowledge of functional, domain, and operational risk management
  • Intermediate stakeholder and partner management skills
  • Clear and concise communication skills
  • Ability to visualize process enhancements

About the Role

You will be responsible for performing periodic post-reporting controls to identify anomalies and rectify issues in coordination with technology teams.

In addition, you will manage daily reporting activities for regulators, ensuring timely and accurate submissions.

As a Senior Regulatory Compliance Specialist, you will work closely with cross-functional teams to drive business growth while maintaining a strong focus on regulatory compliance.

With your expertise and passion for regulatory compliance, you will play a critical role in shaping our organization's future.

What We Offer

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.

If you are a motivated and results-driven individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.

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