Compliance Monitoring Officer

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Job Title: Drug Monitoring OfficerTata Consultancy Services Limited is seeking a highly skilled Drug Monitoring Officer to join our team. The successful candidate will be responsible for monitoring and managing the safety of our drugs. This is an exciting opportunity for someone who is passionate about pharmacovigilance and wants to make a difference in the...

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program...

**Job Summary**Nextyn seeks a detail-oriented Regulatory Compliance Officer to monitor and enforce compliance with company policies and industry regulations.The ideal candidate will have 1-2 years of experience in compliance within the expert network industry and a strong understanding of confidentiality and MNPI.**Responsibilities:**Compliance Monitoring:...

Job Description:Reporting Relationship: Chief Operating Officer- Purpose of the Job - Ensure compliance with SEBI and statutory requirements for AIF and PMS operations. - Monitor regulatory changes, maintain internal controls, and manage records to safeguard the firm's reputation.Key Responsibilities - Regulatory Compliance & Risk Management:- Enforce SEBI...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

About Worldline We help businesses of all shapes and sizes accelerate their growth journey - quickly, simply, and securely. Our technology powers the growth of millions of businesses across 5 continents. We are committed to helping our people accelerate their careers. The Opportunity As a Compliance Officer, you will ensure that our organization adheres to...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

About WorldlineWorldline helps businesses of all shapes and sizes to accelerate their growth journey - quickly, simply, and securely. We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. Our technology powers the growth of millions of businesses across 5 continents. And just as we help our...

Our client is World's leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level. Ideal Profile: Currently working as Head of Compliance/ Chief Compliance Officer position. Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out, Infrastructure,...

Our client is World's leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level. Ideal Profile: Currently working as Head of Compliance/ Chief Compliance Officer position. Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out, Infrastructure,...

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

Croma is seeking a Compliance Officer to join its team. As a Compliance Officer, you will be responsible for ensuring that all business activities are conducted in accordance with relevant laws, regulations, and organizational policies.The ideal candidate will have a minimum of 4 years of experience in internal audit and will possess excellent analytical...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

Job DescriptionAbout Us:Our Firm is a high-frequency trading firm specializing in algorithmic trading and quantitative strategies. We are committed to maintaining the highest standards of integrity, regulatory compliance, and operational excellence.Job Overview:We are seeking a highly skilled Compliance Officer with at least 2 years of experience in the...

Job DescriptionOur client is World&aposs leading Luxury Real Estate firms. They possess premium ultra-luxury asset classes across real estate and hospitality sectors on Pan-India level.Ideal Profile:- Currently working as Head of Compliance/ Chief Compliance Officer position.- Industry: Real Estate, Construction, Project Management, Interior Turnkey/Fit Out,...

**Job Summary**We are seeking a highly skilled Compliance Officer for Corporate Governance to join our team at BHIVE Workspace. In this role, you will be responsible for ensuring that the company's compliance framework is enhanced to support future debt and equity listings.The ideal candidate will have experience working in a compliance team, with a strong...

Job RequirementsWe are seeking a highly skilled Compliance and Risk Officer to join our team at Smart Moves Consultants.About the Role:Manage and oversee the company's compliance and risk management functions, ensuring compliance with regulatory requirements.Provide advisory support to the Board of Directors, ensuring timely communication of AGM/EGM notices...