Compliance Officer

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program...

About the Role:We are seeking a highly skilled Compliance Officer to join our team at Novartis. In this role, you will be responsible for ensuring compliance with regulatory requirements and industry standards. Your expertise in GxP regulations and quality management systems will be essential in maintaining compliance.The successful candidate will have:-...

This is an exciting opportunity to work with a leading Fund Management company based in Mumbai, Ahmedabad, and Gandhinagar. As a Compliance Officer, you will be working 5 days a week from the office. We are looking for individuals with 2-5 years of experience in the securities market or financial products. Job Requirements A degree in Company Secretary (CS),...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking out for a diligent, law-abiding, ethical, and meticulous Compliance Officer to join our team.Candidate shall be responsible for:Ensuring end to end compliance with provisions of the Companies Act 2013 and all acts / regulations pertaining to capital market intermediaries.Managing the Audit and other requirements of the license / membership...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Job OverviewMinnat Hashmi (Proprietor of I Tech Solutions) is seeking a Compliance Officer to join our AIF/PMS team. The successful candidate will be responsible for ensuring compliance with all relevant regulations and guidelines for PMS and AIF.Key Responsibilities:Develop and implement compliance policies and procedures to ensure regulatory...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...

Job Overview:">We are seeking a seasoned Compliance Manager to oversee our organization's adherence to regulatory requirements, ensuring we operate in conformity with all applicable laws and regulations.">Key Responsibilities:">">Disseminate circulars/letters/advisories/guidelines issued by the Regulator to relevant business units highlighting regulatory...

**Company Overview:**We are RightMatch HR Services Private Limited, a leading provider of recruitment solutions. Our company is committed to delivering high-quality services to our clients and candidates.We are currently seeking a Senior IT Compliance Officer to join our team. As a Senior IT Compliance Officer, you will be responsible for ensuring that our...

This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...

This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...

We are looking for an Organisational Compliance Officer to oversee the company's compliance with Corporate Law and corporate governance. The role involves interaction with the Board of Directors and other stakeholders.Key Responsibilities:Preparing and distributing meeting materials, such as notices, agendas, and minutes.Ensuring that Regulatory Compliance...

This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...

About the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver superior risk-return characteristics. We operate...

About Worldline We help businesses of all shapes and sizes accelerate their growth journey - quickly, simply, and securely. Our technology powers the growth of millions of businesses across 5 continents. We are committed to helping our people accelerate their careers. The Opportunity As a Compliance Officer, you will ensure that our organization adheres to...