Compliance Officer

Compliance Officer Job Description We are seeking a diligent, law-abiding, ethical, and meticulous Compliance Officer to fill this key role. Key Responsibilities: Ensure end-to-end compliance with the Companies Act 2013 and all relevant capital market intermediary regulations. Manage audit and other requirements related to the company's license/membership...

Croma is seeking a Compliance Officer to join its team. As a Compliance Officer, you will be responsible for ensuring that all business activities are conducted in accordance with relevant laws, regulations, and organizational policies.The ideal candidate will have a minimum of 4 years of experience in internal audit and will possess excellent analytical...

This job is with Morningstar, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Team Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program...

**About the Role:**The Compliance Officer will be responsible for ensuring that Bharat Connect's internal audit function is aligned with industry standards and regulatory requirements. This role requires a deep understanding of compliance frameworks and the ability to communicate complex concepts effectively.**Key Tasks:**Collaborate with senior management...

This is an exciting opportunity to work with a leading Fund Management company based in Mumbai, Ahmedabad, and Gandhinagar. As a Compliance Officer, you will be working 5 days a week from the office. We are looking for individuals with 2-5 years of experience in the securities market or financial products. Job Requirements A degree in Company Secretary (CS),...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking for a Compliance Officer. Who is familiar with SEBI (DT, AIF, REIT, InvIT) Regulations. - Candidate has to ensure discharge of Trustee's responsibilities under the above SEBI Regulations.- Candidate should be interacting with SEBI officials for submitting responses in current role. - Candidate should be in the role of compliances to SEBI...

We are looking out for a diligent, law-abiding, ethical, and meticulous Compliance Officer to join our team.Candidate shall be responsible for:Ensuring end to end compliance with provisions of the Companies Act 2013 and all acts / regulations pertaining to capital market intermediaries.Managing the Audit and other requirements of the license / membership...

Company Information:We are a leading recruitment agency that specializes in connecting top talent with exciting career opportunities. Our mission is to provide exceptional service and support to both our clients and candidates.Job Description:We are seeking a highly skilled Compliance Officer to join our team. As a key member of our secretarial operations...

Job Summary:The RTA Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Job OverviewMinnat Hashmi (Proprietor of I Tech Solutions) is seeking a Compliance Officer to join our AIF/PMS team. The successful candidate will be responsible for ensuring compliance with all relevant regulations and guidelines for PMS and AIF.Key Responsibilities:Develop and implement compliance policies and procedures to ensure regulatory...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...

This is regarding opening with leading Fund Management company.Location: Mumbai, Ahmedabad and GandhinagarWorking Days: 5 Days, Work from officeExperience: 2 - 5 yearsJob Requirements:• A degree in Company Secretary (CS), Law (LLB), or any professional qualification or postgraduate degree in finance, accounting, business management, commerce, economics,...

Job DescriptionAbout Us:Our Firm is a high-frequency trading firm specializing in algorithmic trading and quantitative strategies. We are committed to maintaining the highest standards of integrity, regulatory compliance, and operational excellence.Job Overview:We are seeking a highly skilled Compliance Officer with at least 2 years of experience in the...

Job Description:Reporting Relationship: Chief Operating Officer- Purpose of the Job - Ensure compliance with SEBI and statutory requirements for AIF and PMS operations. - Monitor regulatory changes, maintain internal controls, and manage records to safeguard the firm's reputation.Key Responsibilities - Regulatory Compliance & Risk Management:- Enforce SEBI...

**Job Summary**Nextyn seeks a detail-oriented Regulatory Compliance Officer to monitor and enforce compliance with company policies and industry regulations.The ideal candidate will have 1-2 years of experience in compliance within the expert network industry and a strong understanding of confidentiality and MNPI.**Responsibilities:**Compliance Monitoring:...