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Senior Compliance Manager

3 weeks ago


Allahabad, Uttar Pradesh, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 2,52,00,000

Key Role: The senior compliance manager plays a pivotal role in ensuring the firm adheres to regulatory requirements and industry standards.

Responsibilities include coordinating with clients to ensure SEBI AIF/PMS compliances, resolving regulatory queries from clients, and assisting in group-level restructuring projects initiated by the company.

  • Coordinate with clients to ensure SEBI AIF/PMS compliances.
  • Resolve regulatory queries from clients.
  • Assist in group-level restructuring projects initiated by the organization.
  • Ensure regulatory compliance for current and future projects.

Essential Requirements:

  • A minimum of 3-10 years of experience in compliance management for AIF/PMS/fixed income/SEBI is necessary.
  • Good experience in securities market or financial products, including portfolio manager, broker dealer, investment advisor, wealth manager, research analyst, or fund management.
  • Exposure in AIF/PMS compliance is also required.

Preferred Skills:

  • Excellent verbal and written communication skills are essential.