
Regulatory Compliance Specialist
2 days ago
The position of Compliance & Regulatory Operations Officer plays a pivotal role in ensuring adherence to regulatory guidelines. This role involves coordinating with various departments to maintain high standards of governance, investor protection, and risk management.
Key Tasks- Implement circulars, directives, and guidelines issued by regulatory bodies in a timely and effective manner.
- Verify system configurations to ensure compliance with regulatory requirements and internal standards.
- Develop and implement monitoring mechanisms to detect and resolve discrepancies in contract notes, margin statements, client segregation, and holdings.
- Maintain the Compliance Calendar and submit all regulatory filings on time.
- Apply for, renew, and maintain statutory registrations and approvals required for broking operations.
- Prepare and compile documentation and data for audits.
- Coordinate with internal teams during audits and inspections, ensuring timely submission of data.
- Conduct detailed analysis of audit findings and escalate critical observations to senior management.
- Implement corrective and preventive measures for identified compliance gaps.
- Manage investor complaints received via direct channels.
- NISM-Series-III-A: Securities Intermediaries Compliance certification.
- Experience in compliance for stock broking firms.
- Strong knowledge of regulatory compliance regulations.
- Hands-on experience in regulatory reporting, audits, and inspections.
- Exposure to investor grievance handling, arbitration, and AML standards.
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Compliance Expert for Regulatory Frameworks
2 days ago
Allahabad, Uttar Pradesh, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to oversee and ensure adherence to relevant laws and regulations.The ideal candidate will have an in-depth understanding of IFSCA, SEZ and SEBI AIF, Ancillary Services, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws and KYC requirements.Ensure...
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Regulatory Compliance Expert
2 weeks ago
Allahabad, Uttar Pradesh, India beBeeRegulatory Full time ₹ 12,00,000 - ₹ 20,00,000Job Description">We are seeking a skilled Regulatory Affairs Specialist to lead our regulatory activities and ensure compliance with relevant regulations. As a key member of our team, you will play a vital role in managing CMC (Chemistry, Manufacturing, and Controls) regulatory activities for USFDA submissions.">Key Responsibilities:">Manage CMC regulatory...
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Corporate Regulatory Compliance Expert
1 week ago
Allahabad, Uttar Pradesh, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 10,00,000Regulatory Compliance SpecialistThis role offers a unique opportunity to be the cornerstone of legal integrity and precision. Your primary responsibility will be ensuring that all compliance requirements are meticulously upheld, while maintaining high standards of accuracy and adherence to regulations.You will work closely with internal stakeholders to...
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Global Regulatory Compliance Specialist
23 hours ago
Allahabad, Uttar Pradesh, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000We are seeking a skilled Regulatory Compliance Officer to join our global team. This exciting opportunity is perfect for individuals who want to advance their career in regulatory oversight with a leading financial institution.Key Responsibilities• Manage and coordinate regulatory examinations, including logging information requests, preparing decks,...
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Global Regulatory Compliance Manager
1 day ago
Allahabad, Uttar Pradesh, India beBeeregulatory Full time ₹ 80,00,000 - ₹ 1,20,00,000Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to support our end-to-end submissions for global markets.The ideal candidate will have experience in managing Initial submissions, Variations, and full Lifecycle Management deliverables for global markets.Key Responsibilities:Variation Document PreparationLifecycle...
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Allahabad, Uttar Pradesh, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,50,00,000Job Title: Legal and Compliance SpecialistThe company is seeking a highly motivated and experienced legal professional to join its team. This role will be responsible for reviewing contracts, ensuring compliance with applicable laws and internal policies, and supporting a wide range of legal matters.Key Responsibilities:Contract Review and Drafting:Review,...
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Allahabad, Uttar Pradesh, India beBeeQualityAssurance Full time ₹ 8,00,000 - ₹ 15,00,000Quality Assurance PositionWe are seeking a highly skilled Quality Assurance professional with expertise in global medical device regulations and standards.Key Responsibilities:Implementing and maintaining a Quality Management System to ensure compliance with regulatory standards.Identifying, interpreting, and ensuring adherence to relevant medical device...
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Regulatory Affairs Professional
1 week ago
Allahabad, Uttar Pradesh, India beBeeRegulatory Full time ₹ 12,00,000 - ₹ 25,00,000Job Title: Regulatory Affairs SpecialistWe are seeking an experienced professional to fill a key role in our regulatory affairs department.The successful candidate will have expertise in both pharmaceutical and medical device regulatory compliance, with the ability to prepare, review, and submit regulatory documentation to global health authorities.Main...
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Chief Regulatory Compliance Officer
7 days ago
Allahabad, Uttar Pradesh, India beBeeCompliance Full time ₹ 20,000 - ₹ 25,000Compliance Executive RoleThe Compliance Executive plays a pivotal role in ensuring effective compliance monitoring across residential child care homes. This involves conducting daily and weekly audits to ensure accurate records and safeguarding practices.Conduct thorough child location audits to guarantee precise records and adherence to safeguarding...
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Compliance Specialist
23 hours ago
Allahabad, Uttar Pradesh, India beBeeHomologation Full time ₹ 15,00,000 - ₹ 20,00,000Compliance SpecialistCandidates should possess experience in compliance and regulation. They must be knowledgeable about the entire process, from initial submission to final approval.Main Responsibilities:Conduct thorough assessments of regulatory requirements for products and services.Develop and implement effective compliance strategies to mitigate...