Company Secretary and Compliance Officer

4 weeks ago


Mumbai, Maharashtra, India Investec Full time

Investec is a specialist bank serving clients in the UK and South Africa. We're looking for a Company Secretary and Compliance Officer to join our team. The ideal candidate will have a strong understanding of compliance and governance principles, as well as excellent communication and interpersonal skills.

Key Responsibilities:

  • Conduct compliance induction training for new joiners
  • Manage OBA affirmation and annual affirmations
  • Organize annual firmwide personal account dealing training
  • Clear personal account dealing for employees
  • Draft and review policies, ensuring they're annually updated
  • Provide support for Operational Resilience and Operational Risk
  • Manage compliance trainings and Skill cast
  • Be the SPOC for employees on compliance-related queries
  • Ensure compliance with local regulations, including Company Law
  • Manage the compliance calendar and ensure timely completion of regulatory/statutory compliances

Company Secretarial Responsibilities:

  • Prepare agendas for governance forums and committees
  • Manage the Authorised Signatory process
  • Keep legal entity data current in GEMS
  • Ensure timely completion of statutory compliance events
  • Manage the process for director changes and other ad hoc tasks

Requirements:

  • CS and LLB qualifications
  • 10+ years of post-qualified experience in a similar profile
  • Good understanding of GCC and UK regulations
  • Strong drafting abilities and attention to detail
  • Good organisational skills and project management abilities
  • Working knowledge of Diligent Boards and GEMS

Personal Attributes:

  • Strong character with excellent interpersonal skills
  • Strong relationship management skills
  • Ability to analyse and interpret information
  • Pro-active with a strong work ethic
  • Ability to work in a dynamic environment
  • Ability to work to tight deadlines and under pressure

At Investec, we value diversity and inclusion. We're committed to creating an environment where everyone feels welcome and valued. If you're passionate about compliance and governance, and have a strong desire to work in a dynamic and fast-paced environment, we'd love to hear from you.

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