Investment Compliance Specialist

3 days ago

Pune, Maharashtra, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 15,50,000
Job Title

Cgm Analyst

Description
  • We are seeking a highly skilled and motivated Cgm Analyst to join our Global Technology Operations Team.

The successful candidate will be responsible for supporting all Client Guideline Management activities across guideline documentation reviews, rule coding implementation, trade compliance, and portfolio compliance functions.

Key Responsibilities:

  • Responsible for supporting all Client Guideline Management activities across guideline documentation reviews, rule coding implementation, trade compliance, and portfolio compliance functions.
  • Read, identify, and interpret investment restrictions from guidelines and various other sources used for effective account management.
  • Code rules into our compliance applications from client guidelines.
  • Test and implement new investment restrictions across compliance systems, ensuring coding is accurate and complete across regulatory and client-specific requirements.
  • Perform data integrity checks in the compliance applications and address gaps by working with Data Management and Technology to source or update information.
  • Produce reports, document records, maintain, and archive such records and reports.
  • Respond quickly and accurately to inquiries regarding investment guideline compliance.
Requirements
  • Bachelor's degree in Finance, Economics, or Accounting.
  • Internship in finance-related projects.
  • Finance-related certifications (NISM, FRM, CAPM).
  • Proficient in Excel.
  • Experience with investment compliance tools.
  • Familiarity with Fixed Income instruments.
  • Familiarity with investment fund regulations.
What We Offer
  • Opportunity to learn from experienced investment professionals.
  • Exposure to senior members of AB management team.
  • Chance to contribute meaningfully to the organization.

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